Identification Markings Placed on Firearms

Forms and Documents

Document Name	Status
26 USC 5842 Identification of Firearms 4.1.2020.pdf Supplementary Document	2021-10-25
27 CFR 478.92 How must licensed manufacturers... 4.1.2020.pdf Supplementary Document	2021-10-25
27 CFR 479.102 How Firearms Must Be Identified 4.1.2020.pdf Supplementary Document	2021-10-25
Justification for 1140-0050 10.21.2021.docx Supporting Statement A	2021-10-25

IC Document Collections

IC ID	Document Title	Status
12799	Identification Markings Placed on Firearms	Modified

ICR Details

OMB Control No: 1140-0050	ICR Reference No: 202110-1140-006
Status: Received in OIRA	Previous ICR Reference No: 201807-1140-003
Agency/Subagency: DOJ/ATF	Agency Tracking No:
Title: Identification Markings Placed on Firearms
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 10/29/2021

	Requested	Previously Approved
Expiration Date	36 Months From Approved	10/31/2021
Responses	3,986,727	5,137,771
Time Burden (Hours)	66,446	85,630
Cost Burden (Dollars)	3,667,730	4,726,749

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Abstract: This information collection requires licensed firearms manufacturers and importers to legibly identify each firearm by engraving, casting, stamping (impressing), or otherwise conspicuously placing an individual serial number on the frame or receiver of a firearm. The required firearms identification information supports Federal, State, and local law enforcement officials in crime fighting by facilitating the tracing of firearms used in criminal activities.

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Authorizing Statute(s): US Code: 26 USC 5842 Name of Law: Identification of firearms
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 46276	08/18/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 46276	10/29/2021
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Identification Markings Placed on Firearms

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,986,727	5,137,771	0	-1,151,044	0	0
Annual Time Burden (Hours)	66,446	85,630	0	-19,184	0	0
Annual Cost Burden (Dollars)	3,667,730	4,726,749	0	-1,059,019	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Although there is an increase in the total respondents from 13,868 in 2018, to 17,930 in 2021, there is a reduction of both the total responses and burden hours from 5,137,771 to 3,986,663 and 85,630 to 66,446 hours respectively, due to fewer imported firearms. Consequently, the total cost burden for this collection was also reduced from $4,726,749 in 2018 to $3,667,730 in 2021.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/29/2021

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