Study on Alcohol Industry Self-Regulation

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form Unknown Study on Alcohol Industry Self-Regulation	Form and Instruction	New	Available
Alcohol Study 6(b) Orders and Appendix A - REVISED_mtd.pdf	Supplementary Document	Uploaded 2012-01-06	Available
Alcohol Study 2011 PART B - FINAL_mtd.pdf	Supporting Statement B	Uploaded 2012-01-06	Available
Appendix D.2011 Product Placements.pdf	Supplementary Document	Uploaded 2011-12-06	Available
Appendix C.2011 Ad Placements.pdf	Supplementary Document	Uploaded 2011-12-06	Available
Appendix B.2011 Expenditures.pdf	Supplementary Document	Uploaded 2011-12-06	Available
Alcohol Study 6(b) Orders and Appendix A - 2011_mtd.pdf	Supplementary Document	Uploaded 2011-12-06	Available
Alcohol Study - SS - 2011- FINAL.pdf	Supporting Statement A	Uploaded 2011-12-06	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
200352	Study on Alcohol Industry Self-Regulation	Form and Instruction	New

ICR Details

OMB Control No: 3084-0160	ICR Reference No: 201112-3084-005
Status: Historical Active	Previous ICR Reference No:
Agency/Subagency: FTC	Agency Tracking No:
Title: Study on Alcohol Industry Self-Regulation
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/01/2012
	Date Received in OIRA: 12/06/2011
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2015	36 Months From Approved
Responses	14	0	0
Time Burden (Hours)	8,680	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The Federal Trade Commission proposes to conduct an analysis of alcohol industry self-regulatory code compliance by seeking information from alcoholic beverage manufacturers. This analysis will look at sales of beverage alcohol, expenditures to advertise and promote alcohol, industry compliance with advertisement placement standards contained in self-regulatory codes, use of digital media and data collection, and use of lesser-known promotional methods. The Commission will seek this information through compulsory process under Section 6 of the FTC Act, 15 U.S.C. § 46. The information collected will be used in the FTC's fourth major report on the effectiveness of voluntary industry guidelines for reducing advertising and marketing to underage audiences by beer, wine, and distilled spirits manufacturers.

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Authorizing Statute(s): US Code: 15 USC §§ 41-58 Name of Law: Federal Trade Commission Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 10596	02/25/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 73640	11/29/2011
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Study on Alcohol Industry Self-Regulation	Unknown	Order to File Special Report

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	14	0	0	14	0	0
Annual Time Burden (Hours)	8,680	0	0	8,680	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new collection of information.

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Annual Cost to Federal Government: $450,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/06/2011

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