Information Collection

Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2

IC 44223 under ICR 201201-3235-001 · OMB 3235-0337.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0337 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 2113 Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2	Form
SEC 2113 TA-2 formta-2[2].pdf www.sec.gov/about/forms/formta-2.pdf	Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17Ac2-2

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 2113	TA-2	formta-2[2].pdf	http://www.sec.gov/about/forms/formta-2.pdf	Yes	Yes	Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: (SEC-6) Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940 and Investment Advisers

FR Citation: 42 FR 36333

Number of Respondents: 473

Number of Respondents for Small Entity: 111

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	473	-125	598
Annual IC Time Burden (Hours)	2,174	-749	2,923
Annual IC Cost Burden (Dollars)	0	-121,304	121,304

Documents for IC

table that charts IC Documents
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.