Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2

OMB 3235-0337

Rule 17Ac2-2 requires all registered transfer agents to file an annual report of their business activities on Form TA-2 with the Commission.

The latest form for Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2 expires 2022-02-28 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0337: Form TA-2 filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 2113 Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2 Form
60 Day Notice for 3235-0337.pdf Supplementary Document
3235-0337 30 Day Submission 2021-26854.pdf Supplementary Document
DGL REVISED 2021 Rule 17Ac2-2 supporting statement 2021.pdf Supporting Statement A
Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2 Form

All Historical Document Collections

202109-3235-003 Approved without change	Extension without change of a currently approved collection	2021-12-14
201805-3235-021 Approved without change	Extension without change of a currently approved collection	2018-10-09
201502-3235-001 Approved without change	Extension without change of a currently approved collection	2015-05-06
201201-3235-001 Approved with change	Extension without change of a currently approved collection	2012-03-29
200902-3235-017 Approved without change	Extension without change of a currently approved collection	2009-04-30
200703-3235-010 Approved without change	Revision of a currently approved collection	2007-03-14
200610-3235-010 Preapproved	Revision of a currently approved collection	2006-10-24
200606-3235-004 Approved without change	Extension without change of a currently approved collection	2006-06-29
200306-3235-005 Approved without change	Extension without change of a currently approved collection	2003-06-26
200006-3235-006 Approved without change	Revision of a currently approved collection	2000-06-09
199904-3235-003 Approved without change	Revision of a currently approved collection	1999-04-02
199805-3235-007 Approved without change	No material or nonsubstantive change to a currently approved collection	1998-05-18
199705-3235-003 Approved without change	Extension without change of a currently approved collection	1997-05-07
199404-3235-010 Approved without change	Revision of a currently approved collection	1994-04-11
199104-3235-002 Approved without change	Revision of a currently approved collection	1991-04-25
198804-3235-002 Approved without change	Revision of a currently approved collection	1988-04-13
198511-3235-011 Approved with change	No material or nonsubstantive change to a currently approved collection	1985-11-12
198505-3235-001 Approved without change	New collection (Request for a new OMB Control Number)	1985-05-01