Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2

ICR 200703-3235-010

OMB: 3235-0337

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
0000-00-00
IC Document Collections
ICR Details
3235-0337 200703-3235-010
Historical Active 200606-3235-004
SEC 270-298
Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2
Revision of a currently approved collection   No
Regular
Approved without change 04/19/2007
Retrieve Notice of Action (NOA) 03/14/2007
  Inventory as of this Action Requested Previously Approved
09/30/2009 12 Months From Approved 09/30/2009
266 0 786
532 0 2,454
53,200 0 0

Rule 17Ac2-2 requires all registered transfer agents to file an annual report of their business activities on Form TA-2 with the Commission

US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78q-1 Name of Law: Securities Exchange Act of 1934
  
None

3235-AJ68 Final or interim final rulemaking 71 FR 74698 12/12/2006

No

1
IC Title Form No. Form Name
Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 266 786 0 0 -520 0
Annual Time Burden (Hours) 532 2,454 0 0 -1,922 0
Annual Cost Burden (Dollars) 53,200 0 0 0 53,200 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Catherine Moore 202 551-5718 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/14/2007


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