Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2

ICR 201502-3235-001

OMB: 3235-0337

Federal Form Document

IC Document Collections
ICR Details
3235-0337 201502-3235-001
Historical Active 201201-3235-001
SEC TM-270-298
Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2
Extension without change of a currently approved collection   No
Regular
Approved without change 10/06/2015
Retrieve Notice of Action (NOA) 05/06/2015
  Inventory as of this Action Requested Previously Approved
10/31/2018 36 Months From Approved 10/31/2015
429 0 473
1,842 0 2,174
0 0 0

Rule 17Ac2-2 requires all registered transfer agents to file an annual report of their business activities on Form TA-2 with the Commission.

US Code: 15 USC 78q-1 Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  80 FR 10732 02/27/2015
80 FR 25341 05/04/2015
No

1
IC Title Form No. Form Name
Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2 SEC 2113 Form TA-2

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 429 473 0 0 -44 0
Annual Time Burden (Hours) 1,842 2,174 0 0 -332 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The total annual hourly burden has been reduced from 2,174 hours to 1,842 hours due to the decrease in the number of registered transfer agents.

$100,000
No
No
No
No
No
Uncollected
Mark Saltzburg 202 551-5593

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/06/2015


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