Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0337 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 2113 Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2 Form
SEC 2113 Form TA-2 formta-2.pdf www.sec.gov/about/forms/formta-2.pdf Form
secsorn6.pdf SEC SORN 6 IC Document
EDGAR PIA_Redacted.pdf EDGAR PIA REDACTED IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17Ac2-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 2113	Form TA-2	formta-2.pdf	http://www.sec.gov/about/forms/formta-2.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC-6) Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940 and Investment Advisers	FR Citation: 42 FR 36333

Number of Respondents: 429	Number of Respondents for Small Entity: 86

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	429	-44	473
Annual IC Time Burden (Hours)	1,842	-332	2,174
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
SEC SORN 6	secsorn6.pdf	05/06/2015
EDGAR PIA REDACTED	EDGAR PIA_Redacted.pdf	05/06/2015

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.