Information Collection

Rule 15g-4; Disclosure of compensation to brokers or dealers

IC 34987 under ICR 201202-3235-001 · OMB 3235-0393.

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Information Collection (IC) Details

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IC Title:	Rule 15g-4; Disclosure of compensation to brokers or dealers	Agency IC Tracking Number:	270-347

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15g-4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 209	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,092,025	-527,975	1,620,000
Annual IC Time Burden (Hours)	18,200	-5,800	24,000
Annual IC Cost Burden (Dollars)	0	0	0

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