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Rule 15g-4; Disclosure of compensation to brokers or dealers
ICR 202106-3235-011
OMB: 3235-0393
Federal Form Document
OMB.report
SEC
OMB 3235-0393
ICR 202106-3235-011
( )
Forms and Documents
Document
Name
Status
3235-0393 30 Day Notice.pdf
Supplementary Document
2021-09-16
3235-0393 60 Day Notice.pdf
Supplementary Document
2021-09-16
DGL REVISED 2021 15g-4 justification.doc.pdf
Supporting Statement A
2021-06-15
IC Document Collections
IC ID
Document
Title
Status
34987
Rule 15g-4; Disclosure of compensation to brokers or dealers
Modified
ICR Details
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