30 Day Notice

Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices
following the instructions for submitting
comments.
All submissions received must
include the agency name and docket
number for this document. The general
policy for comments and other
submissions from members of the public
is to make these submissions available
for public viewing at http://
www.regulations.gov as they are
received without change, including any
personal identifiers or contact
information.
Lisa
Morgan, Retirement Services, Office of
Personnel Management, at (202) 606–
5016.

FOR FURTHER INFORMATION CONTACT:

In
accordance with the Privacy Act of
1974, as amended by the Computer
Matching and Privacy Protection Act of
1988 and the Computer Matching and
Privacy Protections Amendment of 1990
(Privacy Act), and Office of Management
and Budget (OMB) guidance on the
conduct of matching programs,
including OMB Final Guidance
Interpreting the Provisions of Public
Law 100–53 (published in the Federal
Register on June 19, 1989 (54 FR 25818)
and OMB Circular A–108, notice is
hereby given of the re-establishment of
a matching program between the Office
of Personnel Management (OPM) and
the Social Security Administration
(SSA). This matching program,
Computer Matching Agreement 1071, is
being re-established to enable OPM to
offset specific benefits paid to disability
annuitants, child survivor annuitants,
and spousal survivor annuitants by a
percentage of benefits payable by SSA
under Title II of the Social Security Act,
as required by law.
Participating Agencies: OPM and
SSA.
Authority for Conducting the
Matching Program: OPM’s authority to
participate in this matching program
derives from 5 U.S.C. 8442(f), 8443(a),
8452(a)(2)(A), and 8461(h)(1). SSA is
authorized to participate in this
matching program pursuant to 42 U.S.C.
1306.
Purpose(s): The purpose of this
matching program between OPM and
SSA is to assist OPM in meeting its legal
obligation to offset specific benefits
payable by OPM to disability
annuitants, child survivor annuitants,
and spousal survivor annuitants. SSA
will disclose to OPM benefit
information regarding individuals who
receive benefits from SSA under Title II
of the Social Security Act, which OPM
will use to determine an individual’s
eligibility to receive benefits from OPM

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and to compute the benefits it provides
at the correct rate.
Categories of Individuals: The
individuals about whom OPM
maintains information that are involved
in this matching program include
retired Federal employees who are
eligible or potentially eligible to receive
a disability annuity from OPM
(disability annuitants), and surviving
children and surviving spouses of those
disability annuitants who are
themselves eligible or potentially
eligible to receive an annuity from OPM.
The individuals about who SSA
maintains information that are involved
in this matching program include those
who receive benefits from SSA under
Title II of the Social Security Act.
Category of Records: The categories of
records involved in the data match from
OPM include information about those
individuals who have applied for or are
eligible or potentially eligible for
disability annuitant benefits.
Specifically, full name, Social Security
number (SSN), date of birth, and a
system indicator required to extract
information from SSA’s systems. For
those individuals for whom SSA has a
record, SSA will provide OPM with
information about an individual’s
beneficiary status and any associated
benefit information; for those
individuals for whom SSA cannot
match the SSN, SSA will return an
appropriate code to OPM.
System(s) of Records: OPM’s system
of records involved in this matching
program is designated OPM/Central-1,
Civil Service Retirement and Insurance
Records. 64 FR 54930 (Oct. 8, 1999), as
amended at 73 FR 15013 (March 20,
2008). SSA’s systems of records
involved in this matching program are
the Master Files of Social Security
Number Holders and SSN Applications,
60–0058, 75 FR 82121 (Dec. 29, 2010) as
amended at 78 FR 40542 (July 5, 2013)
and 79 FR 8780 (Feb. 13, 2014); and the
Master Beneficiary Record (MBR), 60–
0090, 71 FR 1826 (Jan. 11, 2006), as
amended at 72 FR 69723 (Dec. 10, 2007)
and 78 FR 40542 (July 5, 2013).
Office of Personnel Management.
Alexys Stanley,
Regulatory Affairs Analyst.
[FR Doc. 2021–19043 Filed 9–2–21; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
Washington, DC 20549–2736
Extension:
Rule 15g–4; [SEC File No. 270–347, OMB
Control No. 3235–0393]

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
existing collection of information
provided for in Rule 15g–4—Disclosure
of compensation to brokers or dealers
(17 CRF 240.15g–4) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.).
Rule 15g–4 requires brokers and
dealers effecting transactions in penny
stocks for or with customers to disclose
the amount of compensation received by
the broker-dealer in connection with the
transaction. The purpose of the rule is
to increase the level of disclosure to
investors concerning penny stocks
generally and specific penny stock
transactions.
The Commission estimates that
approximately 178 broker-dealers will
each spend an average of approximately
87.0833333 hours annually to comply
with this rule. Thus, the total time
burden is approximately 15,501 hours
per year.
Rule 15g–4 contains record retention
requirements. Compliance with the rule
is mandatory. The required records are
available only to the examination staff
of the Commission and the self
regulatory organizations of which the
broker-dealer is a member.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,

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Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Notices

Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: August 30, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–19029 Filed 9–2–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
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Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

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Extension:
Rule 301 of Regulation ATS; [SEC File No.
270–451, OMB Control No. 3235–0509]

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 301 of Regulation ATS (17 CFR
242.301) under the Securities Exchange
Act of 1934 (15 U.S.C. 78a et seq.)
(‘‘Exchange Act’’).
Regulation ATS provides a regulatory
structure for alternative trading systems.
Rule 301 of Regulation ATS contains
certain record keeping and reporting
requirements, as well as additional
obligations that apply only to alternative
trading systems with significant volume.
The Rule requires all alternative trading
systems that wish to comply with
Regulation ATS to file an initial
operation report on Form ATS.
Alternative trading systems are also
required to supply updates on Form
ATS to the Commission describing
material changes to the system, file
quarterly transaction reports on Form
ATS–R, and file cessation of operations
reports on Form ATS. An alternative
trading system with significant volume
is required to comply with requirements
for fair access and systems capacity,
integrity, and security. Rule 301 also
imposes certain requirements pertaining
to written safeguards and procedures to
protect subscribers’ confidential trading
information.
The Commission staff estimates that
entities subject to the requirements of
Rule 301 will spend a total of

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approximately 2,687 hours a year to
comply with the Rule.
Regulation ATS requires ATSs to
preserve any records, for at least three
years, made in the process of complying
with the systems capacity, integrity and
security requirements.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].

MATTER TO BE CONSIDERED:

Dated: August 30, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.

[Release No. 34–92808; File No. SR–FICC–
2021–003]

[FR Doc. 2021–19030 Filed 9–2–21; 8:45 am]
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Sunshine Act Meetings

The agenda
for the meeting includes: Welcome
remarks; approval of previous meeting
minutes; a panel discussion entitled
‘‘Reimagining Investor Protection in a
Digital World: The Behavioral Design of
Online Trading Platforms’’; a panel
discussion regarding competition and
regulatory reform at the PCAOB; a
discussion of a recommendation
regarding 10b5–1 plans; a discussion of
a recommendation regarding SPACs;
subcommittee reports; and a non-public
administrative session.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Dated: September 1, 2021.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2021–19290 Filed 9–1–21; 4:15 pm]
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Self-Regulatory Organizations; Fixed
Income Clearing Corporation; Notice of
Filing of Amendment No. 1 and Order
Granting Accelerated Approval of a
Proposed Rule Change, as Modified by
Amendment No. 1, To Add the
Sponsored GC Service and Make Other
Changes
August 30, 2021.

Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
Law 94–409, that the Securities and
Exchange Commission Investor
Advisory Committee will hold a public
meeting on Thursday, September 9,
2021. The meeting will begin at 10 a.m.
(ET) and will be open to the public.
PLACE: The meeting will be conducted
by remote means and/or at the
Commission’s headquarters, 100 F St
NE, Washington, DC 20549. Members of
the public may watch the webcast of the
meeting on the Commission’s website at
www.sec.gov.
STATUS: This Sunshine Act notice is
being issued because a majority of the
Commission may attend the meeting.
On August 27, 2021, the Commission
published notice of the Committee
meeting (Release Nos. 33–10968, 34–
92783), indicating that the meeting is
open to the public and inviting the
public to submit written comments to
the Committee.
TIME AND DATE:

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On May 12, 2021, Fixed Income
Clearing Corporation (‘‘FICC’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 proposed rule
change SR–FICC–2021–003 to amend
FICC’s Government Securities Division
Rulebook 3 to add a new service that
expands FICC’s existing Sponsored
Service.4 The proposed rule change was
1 15

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 FICC’s Government Securities Division (‘‘GSD’’)
Rulebook (‘‘Rules’’) is available at http://
www.dtcc.com/legal/rules-and-procedures.
4 FICC also filed the proposals contained in the
proposed rule change as advance notice SR–FICC–
2021–801 with the Commission pursuant to Section
806(e)(1) of the Dodd-Frank Wall Street Reform and
Consumer Protection Act entitled the Payment,
Clearing, and Settlement Supervision Act of 2010
(‘‘Clearing Supervision Act’’), 12 U.S.C. 5465(e)(1),
and Rule 19b–4(n)(1)(i) of the Act, 17 CFR 240.19b–
4(n)(1)(i). Notice of filing of the Advance Notice
was published for comment in the Federal Register
on June 3, 2021. Securities Exchange Act Release
2 17

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