Compensated Transfer Report (CTR)

Revised: 10/17/11

OMB Control No. 0648-0633
Expiration Date: XX/XX/XX

ANNUAL

AMENDMENT 91/CHINOOK EDR
AFA POLLOCK FISHERY
CHINOOK PSC ALLOCATION IN-SEASON

COMPENSATED TRANSFER
REPORT
CALENDAR YEAR 2011
THIS FORM MUST BE SUBMITTED ONLINE AT
http://www.alaskafisheries.noaa.gov

PUBLIC REPORTING BURDEN STATEMENT
Public reporting burden for this collection of information is estimated to average 40 hours per response, including
time for reviewing the instructions, searching existing data sources, gathering and maintaining the data needed,
and completing and reviewing the collection of information. Send comments regarding this burden to Assistant
Regional Administrator, Sustainable Fisheries Division, NOAA National Marine Fisheries Service, P.O. Box
21668, Juneau, AK 99802-1668.
ADDITIONAL INFORMATION
Before completing this form, please note the following: 1) Notwithstanding any other provision of law, no person is
required to respond to, nor shall any person be subject to a penalty for failure to comply with, a collection of
information subject to the requirements of the Paperwork Reduction Act, unless that collection of information
displays a currently valid OMB Control Number; 2) This information is mandatory and is required to manage
commercial fishing efforts for groundfish under section 402(a) of the Magnuson-Stevens Fishery Conservation
and Management Act (Magnuson-Stevens Act) (16 U.S.C. 1801, et seq.) as amended in 2006; 3) Responses to
this information request are confidential under section 402(b) of the Magnuson-Stevens Act. They are also
confidential under NOAA Administrative Order 216-100, which sets forth procedures to protect confidentiality of
fishery statistics.

ANNUAL CHINOOK EDR COMPENSATED TRANSFER REPORT
The Chinook Salmon Economic Data Report (EDR) Program provides additional data to assess the
effectiveness of the Chinook salmon bycatch management measures implemented under Amendment 91
to the Fishery Management Plan for Groundfish of the Bering Sea and Aleutian Islands Management Area.
The information collected is a combination of quantitative and qualitative data to conduct descriptive and
quantitative analysis and comparisons of the annual and seasonal changes in the pollock fleet under
Amendment 91.
An owner or leaseholder of an American Fisheries Act (AFA) permitted vessel and the representative of
any entity that received an allocation of Chinook Prohibited Species Catch (PSC) from NMFS must
complete and submit the Certification Page (Part 1) of a PSC Compensated Transfer Report (CTR) each
year, for the previous calendar year.
Any person who paid or received money for a transfer of Chinook salmon PSC allocation after January 20
must complete and submit both the Certification Page and Chinook Salmon PSC Allocation Transfer
Information (Parts 1 and 2) for the previous calendar year.
This CTR is intended to provide information to fishery managers to evaluate the effectiveness of Chinook
salmon bycatch management measures. The CTR collects information on transfers of Chinook salmon
PSC allocation to or from another person during each calendar year for which the transferor or transferee
paid or received monetary compensation. Compensated transfers are those transfers that include
monetary compensation for a part of or the whole value of the transferred Chinook PSC allocation.
Please provide all requested information.
If you have questions regarding this CTR, or need additional information, contact:
Pacific States Marine Fisheries Commission
NMFS Economic Data Reports
205 SE Spokane, Suite 100
Portland, OR 97202
FAX: 503-595-3450
EMAIL: [email protected]
TELEPHONE toll free 1-877-741-8913
OR
Brian Garber-Yonts
NMFS Alaska Fisheries Science Center
EMAIL: [email protected]
TELEPHONE: 206-526-6301

SUBMIT CTR CERTIFICATION PAGE OR ENTIRE CTR ELECTRONICALLY
ON OR BEFORE 1700 HOURS A.L.T. ON JUNE 1 TO:
http://www.alaskafisheries.noaa.gov
Chinook EDR: Compensated Transfer Report
Page 2 of 5

ANNUAL CHINOOK EDR COMPENSATED TRANSFER REPORT
PART 1: Certification Page
Entity Information
Check the one appropriate entity type and record the name and AFA Permit Number or NMFS ID for the entity.
Reporting
Entity
Type

1

☐ AFA Vessel

☐ IPA

☐ Inshore Cooperative

☐ Sector-level Entity

3

☐ CDQ Group

Name of Reporting Entity

2

☐Other: describe
________________________
AFA Permit Number or Entity NMFS ID

1

IPA = Incentive Plan Agreement
Sector-level entity = Catcher/processor, mothership, or inshore entity
CDQ group = Western Alaska Community Development Quota Group
NOTE: Fishery cooperatives are managed in three pollock sectors (catcher/processor, mothership, and inshore). A portion of the Bering Sea
pollock fishery is managed by a separate CDQ program.
2
3

Submittal of Compensated Transfer Report: Select one of the following statements
(check one box below)...
[_]

You are the owner or leaseholder of an AFA permitted vessel or are a person or representative of an entity
that received an allocation of Chinook PSC from NMFS and NO FINANCIAL TRANSACTIONS OCCURRED this
fishing year.
Complete and submit CERTIFICATION PAGE ONLY

[_]

You are the owner or leaseholder of an AFA permitted vessel or are a person or representative of an entity
who paid or received money for a transfer of Chinook salmon PSC allocation after January 20.
Complete and submit ENTIRE COMPENSATED TRANSFER FORM (both Part 1 and Part 2)

Person Completing this Report
Check one and provide the name, title or NMFS ID, and contact information for the individual submitting
the form.
[_] Representative for an IPA, Inshore Cooperative, Sector-Level Entity, or CDQ Group
[_] Vessel Owner/Leaseholder
[_] Other Designated Representative; Explain
Name

Title or NMFS ID

Business Number Telephone

Business FAX Number

Business E-mail address (if available)

Certification: Read the following statement, and sign and date the box below:
I certify under penalty of perjury that I have reviewed all the information in this report and that it is true and
complete to the best of my knowledge.
Signature of Owner or Leaseholder
Date signed

Chinook EDR: Compensated Transfer Report
Page 3 of 5

ANNUAL CHINOOK EDR COMPENSATED TRANSFER REPORT
PART 2. Chinook PSC Allocation Transfer Information
Report each transfer of Chinook salmon Prohibited Species Catch (PSC) allocation to or from another person or entity
during the calendar year 20XX for which you paid or received monetary compensation. Compensated transfers are
those transfers that include monetary compensation for a part of or the whole value of the transferred Chinook PSC
allocation:
NMFS ID: identify the other person who paid or received money for each transfer. If the other person was a vessel
owner/leaseholder, record the AFA Vessel Permit Number. For other persons, record the NMFS ID. If an AFA Vessel
Permit or NMFS ID of entity is unavailable, record the entity name.
Direction of Transfer: using the checkbox, indicate if the Chinook salmon were transferred (sold) to another person
by you, or transferred (bought) from another person by you.
Date of transfer: record the date Chinook salmon were transferred to the receiving person. This may not be the date
of final settlement on terms of compensation.
Transfer Type: Identify the type(s) of association between you and the other entity in the transfer. Use the following
codes to identify the type(s) of association (check all that apply):
Association
Type
1
2
3
4

Association between transfer entities description
Transfer is between 2 persons which are affiliated as under AFA as defined in
50 CFR part 679.2
Transfer is between 2 persons in the same pollock cooperative but not affiliated under
AFA
Transfer is between 2 persons in the same AFA sector but not affiliated under AFA or in
the same pollock cooperative (inshore only)
Transfer is between 2 persons not part of the same AFA sector or pollock cooperative,
and not affiliated under AFA

Entity Type: indicate the entity type of the other party in the Chinook salmon PSC allocation transfer. Check one:
Vessel Owner/Leaseholder, IPA, Inshore Cooperative, Sector-level Entity, CDQ Group, or other entity type.
Chinook Salmon PSC Allocation Transferred and Compensation
Number of Chinook salmon transferred: for each transfer, record the number of Chinook salmon transferred.
Payment amount: record the total amount of money in U.S. dollars for each transfer. Report all payment as of the
date of submission of this form. This includes all money paid for the transfer regardless of whether other assets, such
as pollock quota, are included in the transaction. Do not report any compensation made in any form other than
monetary compensation.
Other assets included: If the transaction included assets other than Chinook salmon and monetary compensation,
indicate this using the checkbox. Other assets could include pollock quota, goods, or services of value. Do not check
the box if additional assets included only assets of nominal or no value.

Chinook EDR: Compensated Transfer Report
Page 4 of 5

Chinook PSC Allocation Transfer Information
NMFS ID or NMFS ID of Entity
Transferred To/From

Direction of
Transfer to
other person,
or from other
person to you

Date of
Transfer

Transfer
Type

(mm/dd/yy)

I, 2, 3,or 4

Entity Type
(Check One)

Chinook salmon PSC Allocation Transferred and Compensation

SectorInshore
CDQ
Level
Coop
Group
Entity

Number Amount of Chinook
salmon Transferred (number of
salmon)

Nonmonetary Other

Vessel
Owner/
Leaseholder

IPA

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

 To  From

o

o

o

o

o

o

o

Other

Payment Amount
($US)

assets Included?
(Check if Yes)