Registration Under the Commodity Exchange Act

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0023 can be found here:

Documents and Forms

Document Name Document Type
Form 3-R Registration Under the Commodity Exchange Act Form
7-R Firm Application 7-rForm (Firm Applica).pdf Form
8-R Individual Application 8-rform(Individual App).pdf Form
8-T Individual Withdrawal Form8-T.pdf Form
3-R Supplemental Statement to Application for Request of ATM 3-r-I_ATM(Supplemental Stmt ).pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Registration Under the Commodity Exchange Act	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 1 17 CFR 3 17 CFR 4 17 CFR 5 17 CFR 10 17 CFR 140 17 CFR 145 17 CFR 147 17 CFR 160 17 CFR 166

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	3-R	Supplemental Statement to Application for Request of ATM	3-r-I_ATM(Supplemental Stmt ).pdf	Yes	No	Printable Only
Form	7-R	Firm Application	7-rForm (Firm Applica).pdf	Yes	No	Printable Only
Form	8-R	Individual Application	8-rform(Individual App).pdf	Yes	No	Printable Only
Form	8-T	Individual Withdrawal	Form8-T.pdf	Yes	No	Fillable Printable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 71,857	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 95 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	73,694	48	73,646
Annual IC Time Burden (Hours)	6,632	4	6,628
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.