Proposed Rule 30b1-6 (17 CFR 270.30b1-6) under the Investment Company Act of 1940. "Monthly report for money market funds" and propsoed Form N-MFP."Monthly schedule of portfilio holdings of MM Funds"

ICR 201203-3235-010

OMB: 3235-0653

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
New
Supporting Statement A
2009-07-17
IC Document Collections
IC ID
Document
Title
Status
189960 New
ICR Details
3235-0653 201203-3235-010
Historical Active 200907-3235-007
SEC 270-594
Proposed Rule 30b1-6 (17 CFR 270.30b1-6) under the Investment Company Act of 1940. "Monthly report for money market funds" and propsoed Form N-MFP."Monthly schedule of portfilio holdings of MM Funds"
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 03/26/2012
Retrieve Notice of Action (NOA) 03/26/2012
Pre-approval contingent upon no substantive changes to this collection after adoption of the final rule. Otherwise this collection should be re-submitted to OMB for review.
  Inventory as of this Action Requested Previously Approved
10/31/2012 36 Months From Approved
9,000 0 0
80,250 0 0
0 0 0

Proposed rule 30b1-6 would require investment companies regulated as money market funds under rule 2a-7 of the Investment Company Act to file with the Commission a monthly report of portfolio holdings no later than the second business day of each month. Form N-MFP is the form that sets forth the portfolio holdings information required to be provided under rule 30b1-6.

US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
  
None

3235-AK33 Final or interim final rulemaking 75 FR 10060 03/04/2010

No

1
IC Title Form No. Form Name
Proposed Rule 30b1-6 SEC0000 Form N-MFP

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 9,000 0 0 9,000 0 0
Annual Time Burden (Hours) 80,250 0 0 80,250 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Changing Regulations
No
The Commission is proposing amendments to rules that govern money market funds that would, among other things, 1) require money market funds to report portfolio holdings and other information on new Form N-MFP and 2) remove the requirement for money market funds to report portfolio holdings on Form N-Q under Rule 30b1-5.

No
No
Uncollected
Uncollected
No
Uncollected
Thu Ta 202 551-6792

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/17/2009


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