Information Collection

Clearing Member Risk Management

IC 198806 under ICR 201204-3038-004 · OMB 3038-0094.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0094 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

IC Title:

Clearing Member Risk Management

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation: 17 CFR 23 17 CFR 37 17 CFR 38 17 CFR 39 17 CFR 1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 259

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	65,527	65,527
Annual IC Time Burden (Hours)	135,716	135,716
Annual IC Cost Burden (Dollars)	13,571,600	13,571,600

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.