Annual Stress Test

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form FDIC Template 4 Summary Submission Cover Sheet. Dodd-Frank Act Annual Stress Test Reporting Template for Covered Banks with Total Consolidated Assets of $50 Billion or More - Excel	Form and Instruction	Modified	Available
Form FDIC Template 3 Summary Submission Cover Sheet. Dodd-Frank Act Annual Stress Test Reporting Template for Covered Banks with Total Consolidated Assets of $50 Billion or More - Excel	Form and Instruction	Modified	Available
Form FDIC Template 2 FDIC DFAST Y-14A: Counterparty Credit Risk / CVA Data Submission Cover Sheet - Excel	Form and Instruction	Modified	Available
Form FDIC Template 1 Basel III Capital Summary Submission Cover Sheet: Dodd-Frank Act Annual Stress Test Reporting Template for Covered Banks with Total Consolidated Assets of $50 Billion or More - Excel	Form and Instruction	Modified	Available
SPST-0187 165(i)DFAST Final Rule 10-09-2012 rev. 4-4-13 (final).doc	Supporting Statement A	Uploaded 2013-04-04	Available
Annual Stress Test 2012-08-30_notice.pdf	Supplementary Document	Uploaded 2012-10-18	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
202115	Annual Stress Test	Form and Instruction	Modified	Summary Submission Cover Sheet. Dodd-Frank Act Annual Stress Test Reporting Template for Covered Banks with Total Consolidated Assets of $50 Billion or More - Excel
202115	Annual Stress Test	Form and Instruction	Modified	Summary Submission Cover Sheet. Dodd-Frank Act Annual Stress Test Reporting Template for Covered Banks with Total Consolidated Assets of $50 Billion or More - Excel
202115	Annual Stress Test	Form and Instruction	Modified	FDIC DFAST Y-14A: Counterparty Credit Risk / CVA Data Submission Cover Sheet - Excel
202115	Annual Stress Test	Form and Instruction	Modified	Basel III Capital Summary Submission Cover Sheet: Dodd-Frank Act Annual Stress Test Reporting Template for Covered Banks with Total Consolidated Assets of $50 Billion or More - Excel

ICR Details

OMB Control No: 3064-0187	ICR Reference No: 201210-3064-001
Status: Historical Active	Previous ICR Reference No: 201204-3064-001
Agency/Subagency: FDIC	Agency Tracking No:
Title: Annual Stress Test
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 04/04/2013
Retrieve Notice of Action (NOA)	Date Received in OIRA: 10/19/2012
Terms of Clearance: Agency revised supporting statement to respond to public comments.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2016	36 Months From Approved
Responses	25	0	0
Time Burden (Hours)	50,000	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: This rule implements the requirements in Section 165(i) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act "') regarding stress tests. This rule implements section 165(i)(2) by requiring state nonmember banks and state savings associations supervised by the Corporation with total consolidated assets of more than $10 billion to conduct annual stress tests in accordance with the proposed rule, report the results of such stress tests to the Corporation and the Board of Governors of the Federal Reserve System (``Board "') at such time and in such a form containing the information required by the Corporation, and publish a summary of the results of the required stress tests.

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Authorizing Statute(s): US Code: 12 USC 165(i) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  

Citations for New Statutory Requirements: US Code: 12 USC 165(i) Name of Law: Annual Stress Test

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3064-AD91	Final or interim final rulemaking	77 FR 62417	10/15/2012

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Annual Stress Test	FDIC Template 2, FDIC Template 3, FDIC Template 4, FDIC Template 1	Basel III Capital Summary Submission Cover Sheet: Dodd-Frank Act Annual Stress Test Reporting Template for Covered Banks with Total Consolidated Assets of $50 Billion or More - Excel ,   FDIC DFAST Y-14A: Counterparty Credit Risk / CVA Data Submission Cover Sheet - Excel ,   Summary Submission Cover Sheet. Dodd-Frank Act Annual Stress Test Reporting Template for Covered Banks with Total Consolidated Assets of $50 Billion or More - Excel ,   Summary Submission Cover Sheet. Dodd-Frank Act Annual Stress Test Reporting Template for Covered Banks with Total Consolidated Assets of $50 Billion or More - Excel

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	25	0	23	0	2	0
Annual Time Burden (Hours)	50,000	0	46,000	0	4,000	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated number of respondents has increased from 23 to 25, resulting in an increase in estimated burden.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/19/2012

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