Information Collection

Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser.

IC 34918 under ICR 201211-3235-007 · OMB 3235-0361.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0361 can be found here:

Documents and Forms

Document Name Document Type
Form SEC2223 Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser. Form
SEC2223 Form ADV-E formadv-e.pdf www.sec.gov/about/forms/formadv-e.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form ADV-E, cover sheet for each certificate of accounting of client securities and funds in custody of an investment adviser.	Agency IC Tracking Number:	270-318

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.206(4)-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC2223	Form ADV-E	formadv-e.pdf	http://www.sec.gov/about/forms/formadv-e.pdf	Yes	No	Fillable Printable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,144	Number of Respondents for Small Entity: 73

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,248	-983	2,231
Annual IC Time Burden (Hours)	63	-49	112
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.