Application to Establish and Operate Wine Premises, and Wine Bond

Forms and Documents

Document Name	Status
Form TTB F 5120.25 Application to Establish and Operate Wine Premises Form	Modified
Form TTB F 5120.36 Wine Bond Form and Instruction	Modified
1513-0009 SS (01-31-2013).doc Supporting Statement A	2013-01-22

IC Document Collections

IC ID	Document Title	Status
44767	Application to Establish and Operate Wine Premises Form	Modified
15953	Wine Bond Form and Instruction	Modified

ICR Details

OMB Control No: 1513-0009	ICR Reference No: 201301-1513-016
Status: Historical Active	Previous ICR Reference No: 201011-1513-004
Agency/Subagency: TREAS/TTB	Agency Tracking No:
Title: Application to Establish and Operate Wine Premises, and Wine Bond
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/01/2013
	Date Received in OIRA: 01/28/2013
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2016	36 Months From Approved	02/28/2013
Responses	3,900	0	3,440
Time Burden (Hours)	1,775	0	2,150
Cost Burden (Dollars)	0	0	0

---

Abstract: TTB F 5120.25, Application to Establish and Operate Wine Premises, is the form used to establish the qualifications of an applicant applying to establish and operate wine premises. The applicant certifies his/her intention to produce and/or store a specified amount of wine and take certain precautions to protect it from unauthorized use. TTB F 5120.36, Wine Bond, is the form used by the proprietor and a surety company as a contract to ensure the payment of the wine excise tax.

---

Authorizing Statute(s): US Code: 26 USC 5352 Name of Law: null
   US Code: 26 USC 5353 Name of Law: null
   US Code: 26 USC 5354 Name of Law: null
   US Code: 26 USC 5361 Name of Law: null
   US Code: 26 USC 5362 Name of Law: null
   US Code: 26 USC 5351 Name of Law: null
   US Code: 26 USC 5363 Name of Law: null
   US Code: 26 USC 5371 Name of Law: null
   US Code: 26 USC 5372 Name of Law: null
   US Code: 26 USC 5373 Name of Law: null
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	77 FR 67442	11/09/2012
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 5868	01/28/2013
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 2

IC Title	Form No.	Form Name
Wine Bond	TTB F 5120.36	Wine Bond
Application to Establish and Operate Wine Premises	TTB F 5120.25	Application to Establish and Operate Wine Premises

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,900	3,440	0	0	460	0
Annual Time Burden (Hours)	1,775	2,150	0	-250	-125	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Using Information Technology

Short Statement: Although the number of respondents have increase the total burden hours have decreased because of an increase in the use of electronic submissions. See Supporting Statement.

---

Annual Cost to Federal Government: $1,454

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/28/2013

---