''Annual Stress Test Reporting Templates and Documentation for Covered Banks with Total Consolidated Assets of $10 Billion or More under Dodd-Frank''

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form DFAST 10-50 Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $10 Billion to $50 Billion under the Dodd-Frank Act	Form	New	Available
Form FDIC DFAST-14A Summary Schedule Cover Sheet - Banks with $50 Billion or More in Assets	Form and Instruction	Modified	Repair queued
Form FDIC DFAST-14A Sce Scenario Template.xlsx	Form and Instruction	Modified	Available
Form FDIC DFAST-14A Con Contact Information Template	Form and Instruction	Modified	Available
Form FDIC DFAST-14A Ope Operational Risk Template.xlsx	Form and Instruction	Modified	Available
Form FDIC DFAST 14A Reg Regulatory Capital Instruments Template	Form and Instruction	Modified	Available
Form FDIC DFAST-14A Basel III and Dodd-Frank Template	Form and Instruction	Modified	Available
Form FDIC DFAST-14A Counterparty Credit Risk Template	Form and Instruction	Modified	Available
DFAST Supporting Statement SPST-0189 for $10-50B Templates Info Collection 10-24-13 Final.doc	Supporting Statement A	Uploaded 2013-10-24	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
209045	Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $10 Billion to $50 Billion under the Dodd-Frank Wall Street Reform and Co	Form	New	Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $10 Billion to $50 Billion under the Dodd-Frank Act
209045	Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $10 Billion to $50 Billion under the Dodd-Frank Wall Street Reform and Co	Instruction	New
205040	"Annual Stress Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $50 Billion or More under the Dodd-Frank Wall Street Reform and Consumer Protection Act.''	Form and Instruction	Modified	Summary Schedule Cover Sheet - Banks with $50 Billion or More in Assets
205040	"Annual Stress Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $50 Billion or More under the Dodd-Frank Wall Street Reform and Consumer Protection Act.''	Form and Instruction	Modified	Scenario Template.xlsx
205040	"Annual Stress Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $50 Billion or More under the Dodd-Frank Wall Street Reform and Consumer Protection Act.''	Form and Instruction	Modified	Contact Information Template
205040	"Annual Stress Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $50 Billion or More under the Dodd-Frank Wall Street Reform and Consumer Protection Act.''	Form and Instruction	Modified	Operational Risk Template.xlsx
205040	"Annual Stress Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $50 Billion or More under the Dodd-Frank Wall Street Reform and Consumer Protection Act.''	Form and Instruction	Modified	Regulatory Capital Instruments Template
205040	"Annual Stress Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $50 Billion or More under the Dodd-Frank Wall Street Reform and Consumer Protection Act.''	Form and Instruction	Modified	Basel III and Dodd-Frank Template
205040	"Annual Stress Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $50 Billion or More under the Dodd-Frank Wall Street Reform and Consumer Protection Act.''	Form and Instruction	Modified	Counterparty Credit Risk Template

ICR Details

OMB Control No: 3064-0189	ICR Reference No: 201303-3064-004
Status: Historical Active	Previous ICR Reference No: 201212-3064-002
Agency/Subagency: FDIC	Agency Tracking No:
Title: ''Annual Stress Test Reporting Templates and Documentation for Covered Banks with Total Consolidated Assets of $10 Billion or More under Dodd-Frank''
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/19/2014
Retrieve Notice of Action (NOA)	Date Received in OIRA: 10/24/2013
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2017	36 Months From Approved	03/31/2016
Responses	26	0	4
Time Burden (Hours)	122,368	0	4,160
Cost Burden (Dollars)	0	0	0

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Abstract: On November 26, 2012, after the annual stress test rule was finalized, the FDIC, in coordination with the other Federal banking agencies, published for comment separately a notice of information collection describing the new versions of the proposed required reports for covered banks with total consolidated assets of $50 billion or more. These reporting templates were almost identical to those described in the OCC's related information collection (77 FR 66663). There were no substantive differences between the FDIC's and the OCC's templates; only the names of the agencies were changed. Now, the FDIC, in coordination with the other Federal banking agencies, published for comment separately a notice of information collection describing the new versions of the proposed required reports for covered banks with total consolidated assets of $10-$50 billion. These reporting templates are almost identical to those described in the OCC's related information collection. There are no substantive differences between the FDIC's and the OCC's templates. The FDIC is hereby revising this information collection to consolidate the new information collection requirements contained in reporting templates for covered banks with total consolidated assets of $10 billion to $50 billion with the separate information collection requirements contained in reporting templates for covered banks with total consolidation assets of $50 billion or more. The FDIC intends to use the data collected through these templates to assess the reasonableness of the stress test results of covered banks and to provide forward-looking information to the FDIC regarding a covered bank's capital adequacy. The FDIC also may use the results of the stress tests to determine whether additional analytical techniques and exercises could be appropriate to identify, measure, and monitor risks at the covered bank. The stress test results are expected to support ongoing improvement in a covered bank's stress testing practices with respect to its internal assessments of capital adequacy and overall capital planning.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 16263	03/14/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 63470	10/24/2013
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
"Annual Stress Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $50 Billion or More under the Dodd-Frank Wall Street Reform and Consumer Protection Act.''	FDIC DFAST-14A, FDIC DFAST-14A, FDIC DFAST 14A Regulatory Capital Instruments Temp, FDIC DFAST-14A Scenario Template.xlsx, FDIC DFAST-14A Operational Risk Template.xlsx, FDIC DFAST-14A Contact Information Template, FDIC DFAST-14A	Counterparty Credit Risk Template ,   Basel III and Dodd-Frank Template ,   Regulatory Capital Instruments Template ,   Operational Risk Template.xlsx ,   Contact Information Template ,   Scenario Template.xlsx ,   Summary Schedule Cover Sheet - Banks with $50 Billion or More in Assets
Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $10 Billion to $50 Billion under the Dodd-Frank Wall Street Reform and Co	DFAST 10-50	Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of $10 Billion to $50 Billion under the Dodd-Frank Act

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	26	4	0	0	22	0
Annual Time Burden (Hours)	122,368	4,160	0	0	118,208	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The FDIC is hereby revising this information collection to add the new information collection requirements contained in reporting templates for covered banks with total consolidated assets of $10 billion to $50 billion with information collection requirements contained in reporting templates for covered banks with total consolidatedion assets of $50 billion or more.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/24/2013

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