Information Collection

Rule 6a-3 Supplemental Material to be Filed by Exchanges

IC 34055 under ICR 201304-3235-003 · OMB 3235-0021.

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IC Title:

Rule 6a-3 Supplemental Material to be Filed by Exchanges

Agency IC Tracking Number:

270-015

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.6a-3

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 19

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	475	100	375
Annual IC Time Burden (Hours)	238	50	188
Annual IC Cost Burden (Dollars)	0	-13,500	13,500

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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