OMB control number
Rule 6a-3 Supplemental Material to be Filed by Exchanges
OMB 3235-0021 · SEC.
OMB 3235-0021
Rule 6a-3 requires national securities exchanges (or exchanges exempt from registration because of limited volume) to submit to the Commission: (1) certain information that the exchange provides to its members, and (2) monthly reports about the number of shares and the aggregate dollar or principal amount of securities traded on that exchange. This information helps the Commission to ensure that the activities of the exchange are in conformance with the Securities Exchange Act of 1934.
The latest form for Rule 6a-3 Supplemental Material to be Filed by Exchanges expires 2028-04-30 and is listed under ICR 202412-3235-015.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 2025 02 28_90 FR 10962_3235-0021_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 2024-12-18_89 FR 103012_3235-0021_60-Day Collection Notice.pdf | Supplementary Document |
| Supporting Statement_Rule 6a-3 2025 DGL REVISED.pdf | Supporting Statement A |
 Rule 6a-3 Supplemental Material to be Filed by Exchanges |
Information collection |