RULE 6A-3 - SUPPLEMENTAL MATERIAL TO REGISTRATION OR EXEMPTION STATEMENTS OF EXCHANGES

ICR 198702-3235-001

OMB: 3235-0021

Federal Form Document

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Status
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ICR Details
3235-0021 198702-3235-001
Historical Active 198701-3235-009
SEC
RULE 6A-3 - SUPPLEMENTAL MATERIAL TO REGISTRATION OR EXEMPTION STATEMENTS OF EXCHANGES
Revision of a currently approved collection   No
Regular
Approved without change 04/06/1987
Retrieve Notice of Action (NOA) 02/05/1987
  Inventory as of this Action Requested Previously Approved
04/30/1990 04/30/1990 03/31/1987
250 0 1,250
125 0 625
0 0 0

UNDER SECTIONS 6 AND 19 OF THE SECURITIES EXCHANGE ACT OF 1934, A REGISTERED OR EXEMPTED EXCHANGE MUST BE ORGANIZED AND HAVE THE CAPACIT TO CARRY OUT THE PURPOSES OF THE ACT AND MUST HAVE RULES DESIGNED TO PROTECT INVESTORS. RULE 6A-3 HELPS ENABLE THE COMMISSION TO CARRY OUT ITS OVERSIGHT FUNCTIONS AND ASSURE CONTINUED COMPLIANCE WITH THE ACT.

None
None


No

1
IC Title Form No. Form Name
RULE 6A-3 - SUPPLEMENTAL MATERIAL TO REGISTRATION OR EXEMPTION STATEMENTS OF EXCHANGES CFR 240.6A-3, RULE 6A-3

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 250 1,250 0 0 -1,000 0
Annual Time Burden (Hours) 125 625 0 0 -500 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/05/1987


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