Federal Register 30-Day Notice

2025 02 28_90 FR 10962_3235-0021_30-Day Submission Notice.pdf.pdf

Rule 6a-3 Supplemental Material to be Filed by Exchanges

Federal Register 30-Day Notice

OMB: 3235-0021

Document [pdf]
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10962

Federal Register / Vol. 90, No. 39 / Friday, February 28, 2025 / Notices

The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change

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The Exchange proposes to amend the
Market Data section of its Fee Schedule
to adopt a new fee waiver for
Uncontrolled External Distributors.
The proposed rule change, including
the Exchange’s statement of the purpose
of, and statutory basis for, the proposed
rule change, is available on the
Exchange’s website at http://
markets.cboe.com/us/options/
regulation/rule_filings/edgx/ and on the
Commission’s website at https://
www.sec.gov/rules-regulations/selfregulatory-organization-rulemaking/
national-securities-exchanges?file_
number=SR-CboeEDGX-2025-009.

process and review your comments
more efficiently, please use only one
method. The Commission will post all
comments on the Commission’s internet
website (https://www.sec.gov/rulesregulations/self-regulatory-organizationrulemaking/national-securitiesexchanges?file_number=SR-CboeEDGX2025-009). Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–CboeEDGX–2025–009 and should be
submitted on or before March 21, 2025.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Sherry R. Haywood,
Assistant Secretary.

II. Solicitation of Comments

[FR Doc. 2025–03236 Filed 2–27–25; 8:45 am]

Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.5
Comments may be submitted
electronically by using the
Commission’s internet comment form
(https://www.sec.gov/rules-regulations/
self-regulatory-organizationrulemaking/national-securitiesexchanges?file_number=SR-CboeEDGX2025-009) or by sending an email to
[email protected]. Please include
file number SR–CboeEDGX–2025–009
on the subject line. Alternatively, paper
comments may be sent to Secretary,
Securities and Exchange Commission,
100 F Street NE, Washington, DC
20549–1090. All submissions should
refer to file number SR–CboeEDGX–
2025–009. To help the Commission

BILLING CODE 8011–01–P

that such action is necessary or appropriate in the
public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act.
If the Commission takes such action, the
Commission will institute proceedings to determine
whether the proposed rule change should be
approved or disapproved.
5 Copies of the submission, all subsequent
amendments, all written statements with respect to
the proposed rule change that are filed with the
Commission, and all written communications
relating to the proposed rule change between the
Commission and any person, other than those that
may be withheld from the public in accordance
with the provisions of 5 U.S.C. 552, will be
available for website viewing and printing in the
Commission’s Public Reference Room, 100 F Street
NE, Washington, DC 20549, on official business
days between the hours of 10 a.m. and 3 p.m.
Copies of the filing also will be available for
inspection and copying at the principal office of the
Exchange.

VerDate Sep<11>2014

16:18 Feb 27, 2025

Jkt 265001

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–015, OMB Control No.
3235–0021]

Submission for OMB Review;
Comment Request; Extension: Rule
6a–3
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 6a–3 (17 CFR 240.6a–3) under the
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Act’’).
Section 6 of the Act sets out a
framework for the registration and
regulation of national securities
exchanges. Under Rule 6a–3, one of the
rules that implements Section 6, a
national securities exchange (or an
exchange exempted from registration as
a national securities exchange based on
limited trading volume) must provide
certain supplemental information to the
Commission, including any material

(including notices, circulars, bulletins,
lists, and periodicals) issued or made
generally available to members of, or
participants or subscribers to, the
exchange. Rule 6a–3 also requires the
exchanges to file monthly reports that
set forth the volume and aggregate
dollar amount of certain securities sold
on the exchange each month.
The information required to be filed
with the Commission pursuant to Rule
6a–3 is designed to enable the
Commission to carry out its statutorily
mandated oversight functions and to
ensure that registered and exempt
exchanges continue to be in compliance
with the Act.
The Commission estimates that each
respondent makes approximately 12
such filings on an annual basis. Each
response takes approximately 0.5 hours.
Currently, 26 respondents (26 national
securities exchanges) are subject to the
collection of information requirements
of Rule 6a–3. The Commission estimates
that the total time burden for all
respondents is 156 hours per year.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
Control Number.
Written comments are invited on: (a)
whether this collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information will have
practical utility; (b) the accuracy of the
agency’s estimate of the burden imposed
by the collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
The public may view and comment
on this information collection request
at: https://www.reginfo.gov/public/do/
PRAViewICR?ref_nbr=202412-3235-015
or send an email comment to
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov within 30 days of the day
after publication of this notice by March
31, 2025.
Dated: February 25, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025–03273 Filed 2–27–25; 8:45 am]
BILLING CODE 8011–01–P

6 17

PO 00000

CFR 200.30–3(a)(12).

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