Information Collection

Mandatory participation in certain testing for non-plan processors required by proposed Rule 1000(b)(9)

IC 207209 under ICR 201306-3235-001 · OMB 3235-0703.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0703 can be found here:

Documents and Forms

Document Name Document Type
Form Form SCI Mandatory participation in certain testing for non-plan processors required by proposed Rule 1000(b)(9) Form and Instruction
Form SCI Form SCI Regulation SCI Proposing Release - Form SCI.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Mandatory participation in certain testing for non-plan processors required by proposed Rule 1000(b)(9)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.1000(b)(9)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form SCI	Form SCI	Regulation SCI Proposing Release - Form SCI.pdf		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 42	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	42	42
Annual IC Time Burden (Hours)	5,054	5,054
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.