Regulation SCI and Form SCI

OMB 3235-0703

OMB 3235-0703

Regulation SCI would update and formalize a regulatory framework for ensuring that the U.S. securities trading markets develop and maintain systems with adequate capacity, integrity, resiliency, availability, and security, and reinforce the requirement that such systems operate in compliance with relevant laws and rules.

The latest form for Regulation SCI and Form SCI expires 2022-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material
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OMB Details

Policies and procedures required by Rule 1001(a) - initial burden

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight


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