Information Collection

IC5 - Policies and procedures required by Rule 1001(b) -ongoing burden - SCI non-SROs

IC 232068 under ICR 202410-3235-003 · OMB 3235-0703.

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Information Collection (IC) Details

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IC Title:	IC5 - Policies and procedures required by Rule 1001(b) -ongoing burden - SCI non-SROs	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.1001(b)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 19	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	19	1	18
Annual IC Time Burden (Hours)	1,805	95	1,710
Annual IC Cost Burden (Dollars)	0	0	0

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