Transfer Agent Registration Form

Transfer Agent Registration and Amendment Form

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0099 can be found here:

Documents and Forms

Document Name Document Type
Form TA-1 Transfer Agent Registration Form Form
FormTA-1_201307_i.pdf www.ffiec.gov/ffiec_report_forms.htm Instruction
TA-1 Transfer Agent Registration and Amendment Form FormTA-1_201307_f.pdf www.ffiec.gov/ffiec_report_forms.htm Form

Information Collection (IC) Details

IC Title:	Transfer Agent Registration Form	Agency IC Tracking Number:	FR TA-1

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	TA-1	Transfer Agent Registration and Amendment Form	FormTA-1_201307_f.pdf	http://www.ffiec.gov/ffiec_report_forms.htm	Yes	Yes	Printable Only
Instruction			FormTA-1_201307_i.pdf	http://www.ffiec.gov/ffiec_report_forms.htm	Yes	Yes	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	2	2
Annual IC Time Burden (Hours)	3	3
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.