Transfer Agent Registration and Amendment Form

OMB 7100-0099

The Securities Exchange Act of 1934 (the Act) requires any person acting as a transfer agent to register as such with the appropriate regulatory agency (ARA). The Board is the ARA for state member banks (SMBs) and their subsidiaries, bank holding companies (BHCs), savings and loan holding companies (SLHCs), and certain other subsidiaries of BHCs. Transfer agents for which the Board is the ARA must register with the Board using Form TA-1.

The latest form for Transfer Agent Registration and Amendment Form expires 2022-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form Form TA-1 Registrations (Form TA-1) Form
Form Form TA-1 Amendments (Form TA-1) Form
FormTA1_FormTAW_20221216_omb.pdf Supporting Statement A
Registrations (Form TA-1) Form
Deregistrations (Form TA-W) Other-Draft Form
Amendments (Form TA-1) Form

All Historical Document Collections

202212-7100-005 Approved without change	Revision of a currently approved collection	2022-12-16
202204-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2022-12-16
201912-7100-017 Approved without change	Extension without change of a currently approved collection	2019-12-27
201907-7100-003 Approved without change	No material or nonsubstantive change to a currently approved collection	2019-12-27
201611-7100-003 Approved without change	Revision of a currently approved collection	2017-01-24
201307-7100-001 Approved without change	Revision of a currently approved collection	2013-07-18
201305-7100-008 Approved without change	No material or nonsubstantive change to a currently approved collection	2013-07-10
201004-7100-007 Approved without change	Extension without change of a currently approved collection	2010-07-22
200704-7100-014 Approved without change	Revision of a currently approved collection	2007-07-09
200704-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2007-05-18
200404-7100-003 Approved without change	Extension without change of a currently approved collection	2004-04-27
200401-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2004-01-30
200104-7100-009 Approved without change	No material or nonsubstantive change to a currently approved collection	2001-04-12
200104-7100-002 Approved without change	Extension without change of a currently approved collection	2001-04-19
199802-7100-002 Approved without change	Extension without change of a currently approved collection	1998-02-20
199707-7100-009 Approved with change	No material or nonsubstantive change to a currently approved collection	1997-07-25
199502-7100-002 Approved without change	Revision of a currently approved collection	1995-02-21
199408-7100-005 Approved with change	No material or nonsubstantive change to a currently approved collection	1994-08-31
199304-7100-012 Approved without change	Extension without change of a currently approved collection	1993-04-23
199012-7100-002 Approved without change	Revision of a currently approved collection	1990-12-20
199011-7100-009 Approved with change	No material or nonsubstantive change to a currently approved collection	1990-11-30
199011-7100-002 Approved with change	No material or nonsubstantive change to a currently approved collection	1990-11-20
198906-7100-030 Approved with change	No material or nonsubstantive change to a currently approved collection	1989-06-05
198710-7100-005 Approved without change	Revision of a currently approved collection	1987-10-02
198411-7100-001 Approved without change	Revision of a currently approved collection	1984-11-29
198112-7100-003 Approved without change	Revision of a currently approved collection	1981-12-10
198104-7100-072 Approved without change	Revision of a currently approved collection	1981-04-30

OMB Details

Registrations

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form Form TA-1	Transfer Agent Registration and Amendment Form	www.ffiec.gov/ffiec_report_forms.htm	Form
Form		www.ffiec.gov/ffiec_report_forms.htm	Instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.