Registrations (Form TA-1)

Transfer Agent Registration and Amendment Form; Transfer Agent Deregistration

OMB: 7100-0099

IC ID: 36099

Information Collection (IC) Details

View Information Collection (IC)

Registrations (Form TA-1) Form TA-1
 
No Modified
 
Mandatory
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form Form TA-1 Transfer Agent Registration and Amendment Form FormTA1_202104_f.pdf https://www.ffiec.gov/ffiec_report_forms.htm Yes Yes Fillable Fileable Signable
Instruction FormTA1_201612_i.pdf https://www.ffiec.gov/ffiec_report_forms.htm Yes Yes Fillable Fileable Signable

Economic Development Financial Sector Oversight

 

1 1
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 1 0 0 0 0 1
Annual IC Time Burden (Hours) 1 0 0 0 0 1
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
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            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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