Transfer Agent Registration and Amendment Form

ICR 201004-7100-007

OMB: 7100-0099

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Form and Instruction
Modified
Supporting Statement A
2010-07-22
IC Document Collections
ICR Details
7100-0099 201004-7100-007
Historical Active 200704-7100-014
FRS FR TA-1
Transfer Agent Registration and Amendment Form
Extension without change of a currently approved collection   No
Delegated
Approved without change 07/22/2010
Retrieve Notice of Action (NOA) 07/22/2010
  Inventory as of this Action Requested Previously Approved
07/31/2013 36 Months From Approved 07/31/2010
15 0 15
8 0 8
0 0 0

The Securities and Exchange Act requires any person acting as a transfer agent to register as such and to amend registration information when it changes.

US Code: 15 USC 78q(a)(3) and 78q-1(c) Name of Law: Securites Exchange Act
   US Code: 15 USC 78w(a)(1) Name of Law: Securites Exchange Act
   US Code: 15 USC 78c(a)(34)(B)(ii) Name of Law: Securites Exchange Act
  
None

Not associated with rulemaking

  75 FR 22184 04/27/2010
75 FR 41573 07/16/2010
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 15 15 0 0 0 0
Annual Time Burden (Hours) 8 8 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
No
Uncollected
No
Uncollected
Scott Farmer 202-452-2253 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/22/2010


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