49 USC Sections 5309 & 5307 Capital Assistance Programs

Forms and Documents

Document Name	Status
Form SF 424 (OMB Number 49 USC Sections 5309 & 5307 Capital Assistance Programs Form and Instruction	Modified
Justification 49 USC Sections 5307 and 5309 Programs.doc Supporting Statement A	2013-08-29

IC Document Collections

IC ID	Document Title	Status
26520	49 USC Sections 5309 & 5307 Capital Assistance Programs Form and Instruction	Modified

ICR Details

OMB Control No: 2132-0502	ICR Reference No: 201308-2132-007
Status: Historical Active	Previous ICR Reference No: 201107-2132-001
Agency/Subagency: DOT/FTA	Agency Tracking No:
Title: 49 USC Sections 5309 & 5307 Capital Assistance Programs
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/26/2013
	Date Received in OIRA: 09/25/2013
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2016	36 Months From Approved	12/31/2014
Responses	9,152	0	8,640
Time Burden (Hours)	169,536	0	141,696
Cost Burden (Dollars)	0	0	0

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Abstract: This information collection request consists of a grant application for funding under 49 USC 5307 and 5309, and grantee reportintg requirements to allow FTA to monitor use of grantee funds.

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Authorizing Statute(s): US Code: 49 USC Section 5307 Name of Law: Urbanized Area Formula Grants
   US Code: 49 USC Section 5309 Name of Law: Capital Investment Grants and Loans
   PL: Pub.L. 112 - 141 20007 Name of Law: Capital Investment Grants and Loans
  

Citations for New Statutory Requirements: PL: Pub.L. 112 - 141 20007 Name of Law: Moving Ahead for Progress in the 21st Century

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 8690	02/26/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 23816	04/22/2013
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
49 USC Sections 5309 & 5307 Capital Assistance Programs	SF 424 (OMB Number 4040-0002)	Application for Federal Assistance

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	9,152	8,640	512	0	0	0
Annual Time Burden (Hours)	169,536	141,696	27,840	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in burden hours is primarily due to the addition of the new Passenger Ferry Boat Program due to MAP-21.

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Annual Cost to Federal Government: $1,797,980

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/25/2013

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