Form D is a notice of sales filed by issuers of securities under Regulation D.

Form D-Notice of sales filed by issuers of securities under Regulation D.

OMB: 3235-0076

IC ID: 34297

Information Collection (IC) Details

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Form D is a notice of sales filed by issuers of securities under Regulation D. CF 270-72
 
No Modified
 
Required to Obtain or Retain Benefits
 
17 CFR 239.500 17 CFR 230-501 through 230-508  (To search for a specific CFR, visit the Code of Federal Regulations.)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction SEC 1972 Form D - Notice of Exempt Offering of Securities Form D.SEC1972.8-15-2015.pdf http://www.sec.gov/about/forms/formd.pdf Yes Yes Fillable Fileable

Economic Development Financial Sector Oversight

 

21,824 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 21,824 3,637 0 0 0 18,187
Annual IC Time Burden (Hours) 21,824 3,637 0 0 0 18,187
Annual IC Cost Burden (Dollars) 26,188,800 4,364,400 0 0 0 21,824,400

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