Application for Tax Exempt Transfer and Registration of Firearm

Forms and Documents

Document Name	Status
Form ATF F 5 (5320.5) Application for Tax Exempt Transfer and Registration of Firearm Form and Instruction	Modified
1140-0015 justification F5 (11-21-13).docx Supporting Statement A	2013-11-22
26 USC 5812.htm Supplementary Document	2007-10-19

IC Document Collections

IC ID	Document Title	Status
12728	Application for Tax Exempt Transfer and Registration of Firearm Form and Instruction	Modified

ICR Details

OMB Control No: 1140-0015	ICR Reference No: 201309-1140-001
Status: Historical Inactive	Previous ICR Reference No: 201101-1140-006
Agency/Subagency: DOJ/ATF	Agency Tracking No:
Title: Application for Tax Exempt Transfer and Registration of Firearm
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 11/22/2013
	Date Received in OIRA: 09/09/2013
Terms of Clearance: In accordance with 5 CFR 1320, OMB is withholding approval of this information collection. Prior to the publication of the final rule, the agency must provide to OMB a summary of all comments pertaining to the information collection burden imposed by this rule and any changes made in response to these comments.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2014	36 Months From Approved	05/31/2014
Responses	94,974	0	94,974
Time Burden (Hours)	379,896	0	379,896
Cost Burden (Dollars)	20,894	0	20,894

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Abstract: Under 26 USC 5812, ATF requires respondents to apply for the transfer and registration of a National Firearms Act (NFA) firearm by completing ATF F 5 (5320.5), Application for Tax Exempt Transfer and Registration of Firearm. The form is used to apply for permission to transfer an NFA firearm exempt from transfer tax based on statutory exemptions. The form establishes eligibility and exemption.

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Authorizing Statute(s): US Code: 26 USC 5812 Name of Law: Tax on Transferring Firearms- Transfers
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1140-AA43	Proposed rulemaking	78 FR 55014	09/09/2013

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Application for Tax Exempt Transfer and Registration of Firearm	ATF F 5 (5320.5)	Application for Tax Exempt Transfer and Registration of Firearm

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The adjustments to this collection are decreases in number of respondents and total anuual burden hours, and increase in cost burden. The changes are due to agency estimates as well as implementing requirements of RIN:1140-AA43.

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Annual Cost to Federal Government: $19,144

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Yes

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/09/2013

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