OMB
.report
Search
Core Principles and Other Requirements for Swap Execution Facilities
Core Principles and Other Requirements for Swap Execution Facilities
OMB: 3038-0074
IC ID: 195702
OMB.report
CFTC
OMB 3038-0074
ICR 201309-3038-001
IC 195702
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0074 can be found here:
2024-05-01 - Revision of a currently approved collection
2024-03-19 - Revision of a currently approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Core Principles and Other Requirements for Swap Execution Facilities
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Unchanged
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 37
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
General Government
Subfunction:
Legislative Functions
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
35
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
175
175
0
0
0
0
Annual IC Time Burden (Hours)
10,780
10,780
0
0
0
0
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.