Information Collection Request
Core Principles and Other Requirements for Swap Execution Facilities
ICR 202404-3038-001 · OMB 3038-0074 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3038-0074 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 2024 Supporting Statement 3038-0074 (SEF Confirmations Final Rule).docx |
Supporting Statement A | Uploaded 2024-04-03 | Repair queued |
 2023 SEF Confirmations NPRM (88 FR 58145).pdf |
Supplementary Document | Uploaded 2023-08-25 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 260648 |  37.6(b) - Confirmation Requirement for registered SEFs |
Modified | ||
| 195702 | Core Principles and Other Requirements for Swap Execution Facilities |
Unchanged |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | CFTC |
| OMB Control No | 3038-0074 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202306-3038-002 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |