Identification of Attributable Owner

Forms and Documents

Document Name	Status
0651-USPTO-InfoQuality-Guidelines-01_07_2013.pdf Supplementary Document	2013-12-23
0651-00xx_Identification_of_Attributable_Owner_Dec2013.docx Supporting Statement A	2013-12-23

IC Document Collections

IC ID	Document Title	Status
209877	Petition to correct failure to notify the USPTO of a change to the attributable owner and errors in notice of attributable owner (paper)	New
209876	Petition to correct failure to notify the USPTO of a change to the attributable owner and errors in notice of attributable owner (electronic)	New
209875	Identification of Attributable Owner (paper)	New
209874	Identification of Attributable Owner (electronic)	New

ICR Details

OMB Control No: 0651-0076	ICR Reference No: 201312-0651-002
Status: Historical Inactive	Previous ICR Reference No:
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: Identification of Attributable Owner
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule	Conclusion Date: 03/13/2014
	Date Received in OIRA: 01/24/2014
Terms of Clearance: COMMENT: OMB files this comment in accordance with 5 CFR 1320.11( c ). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Resubmit when proposed rule is finalized.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date		36 Months From Approved
Responses	0	0	0
Time Burden (Hours)	0	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The USPTO published a notice of proposed rulemaking titled "Changes to Require Identification of Attributable Owner" (RIN 0651-AC90) in the Federal Register. In the notice, the USPTO proposes changes to the rules of practice to facilitate the examination of patent applications and to provide greater transparency concerning the ownership of pending patent applications and patents. The rulemaking proposes to require that patent applicants identify the attributable owner or owners when an application is filed (or shortly thereafter) when the attributable owner changes during the pendency of an application (within three months of such change), and when the issue fee is due for an application that has been allowed. This rulemaking also proposes to require that patent holders identify the attributable owner or owners when a maintenance fee is due, and when a patent becomes involved in certain post-issuance proceedings at the Office, including in supplemental examination, ex parte reexamination, or a trial proceeding before the Patent Trial and Appeal Board (PTAB).

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Authorizing Statute(s): US Code: 35 USC 102(b_ Name of Law: null
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
0651-AC90	Proposed rulemaking	79 FR 4105	01/24/2014

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 4

IC Title	Form No.	Form Name
Petition to correct failure to notify the USPTO of a change to the attributable owner and errors in notice of attributable owner (electronic)
Petition to correct failure to notify the USPTO of a change to the attributable owner and errors in notice of attributable owner (paper)
Identification of Attributable Owner (electronic)
Identification of Attributable Owner (paper)

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Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The USPTO is proposing changes to the rules of practice to facilitate the examination of patent applications and to provide greater transparancy concerning the ownership of pending patent applications and patents. The rulemaking proposes to require that patent applicants identify the attributable owner changes during the pendency of an application (within three months of such change), when the issue fee is due for an application that has been allowed, when a maintenance fee is due, and when a patent becomes involved in certain post-issuance proceedings at the Office.

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Annual Cost to Federal Government: $8,804,258

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/24/2014

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