OASIS Collection Requirements as Part of the CoPs for HHAs and Supporting Regulations

ICR 201312-0938-002

OMB: 0938-0760

Federal Form Document

ICR Details
0938-0760 201312-0938-002
Historical Active 201206-0938-001
HHS/CMS 21017
OASIS Collection Requirements as Part of the CoPs for HHAs and Supporting Regulations
Revision of a currently approved collection   No
Regular
Approved without change 02/06/2014
Retrieve Notice of Action (NOA) 12/06/2013
  Inventory as of this Action Requested Previously Approved
02/28/2017 36 Months From Approved 12/31/2014
17,280,904 0 16,483,830
15,320,253 0 16,567,968
0 0 0

We are seeking approval of revisions to a currently approved data collection instrument titled: Outcome and Assessment Information Set (OASIS-C). The revised/ upgraded version of the OASIS item set is titled OASIS -C1. OASIS is a core standard assessment data set that Home Health Agencies (HHAs) integrate into their own patient-specific, comprehensive assessment to identify each patient's need for home care that meets the patient's medical, nursing, rehabilitative, social, and discharge planning needs. The Medicare conditions of participation (CoPs) have mandated the use the OASIS data set by HHAs when evaluating adult, non-maternity patients receiving skilled services since 1999. OASIS data are used for both HHA quality measurement and payment adjustment. The current version of the OASIS data set (OASIS-C) includes items which must be updated to enable agencies to report patient diagnoses using the ICD-10 coding set. In addition, since the OASIS-C was implemented in January 2010, a number of changes to the format and/or wording of items and response options have been recommended. These revisions are designed to improve item clarity, address issues raised by stakeholders, and increase harmonization with data collection in other post-acute settings. . Also, in 2012, CMS and its contractors identified opportunities to eliminate collection of eight items at various collection time points, as well as make clarifications to item wording. A more detailed description of these changes and their impact on the total burden associated with the collection of the proposed OASIS-C1 data set is detailed in the Supporting Statement A.

US Code: 42 USC 1395bbb Name of Law: Conditions of participation for home health agencies; home health quality
   US Code: 42 USC 1395x Name of Law: DEFINITIONS OF SERVICES, INSTITUTIONS, ETC; Home Health Agency
   PL: Pub.L. 109 - 171 5201(c)(2) Name of Law: Deficit Reduction Act of 2005: Home health - pay for reporting of quality information
   PL: Pub.L. 105 - 33 4601(e) Name of Law: Balanced Budget Act of 1997 (authority for collecting data required for casemix system)
  
None

Not associated with rulemaking

  78 FR 37542 06/21/2013
78 FR 67150 11/08/2013
No

2
IC Title Form No. Form Name
Medicare and Medicaid OASIS Collection Requirements (Data collection) CMS-R-245 OASIS-C1
Medicare and Medicaid Programs OASIS Collection Requirements (Training) CMS-R-245 OASIS-C1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 17,280,904 16,483,830 0 797,074 0 0
Annual Time Burden (Hours) 15,320,253 16,567,968 0 -1,247,715 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
Yes
Miscellaneous Actions
In order to minimize the burden related to collection of the OASIS data set, CMS and its contractors identified opportunities to eliminate collection of eight items at various time points. The total number of items in the OASIS dataset decreases from 114 in OASIS-C to 110 in OASIS-C1. The number of items collected at Start of Care decreases from 95 to 91, at Resumption of Care there is a decrease from 80 to 76, at Transfer it decreases from 19 to 18 and at Discharge the number of items collected drops from 62 to 56. The Supporting Statement A provides a more detailed description of these changes and their impact on the total burden associated with the collection of the OASIS-C1 dataset.

$1,500,000
No
No
No
No
No
Uncollected
Denise King 410 786-1013 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/06/2013


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