Advanced Capital Adequacy Framework Regulatory Reporting Requirements

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1557-0239 can be found here:

Documents and Forms

Document Name Document Type
Form FFIEC 101 Advanced Capital Adequacy Framework Regulatory Reporting Requirements Form
FFIEC 101 Schedule A instructions 11-4-2013 clean.docx Instruction
FFIEC 101 Risk-Based Capital Reporting for Institutions Subject to FFIEC 101_draft final_Basel III_draft form_updated Oct2013.pdf Form
Schedule B Schedule B—Summary Risk-Weighted Asset Information for B FFIEC 101 RWA inserts for draft final template 11-4-2013 clean.pdf Form
Schedule A Schedule A—Advanced Risk-Based Capital FFIEC 101 Schedule A Basel III template 11-4-2013 clean.docx Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Advanced Capital Adequacy Framework Regulatory Reporting Requirements	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 12 CFR 3

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	FFIEC 101	Risk-Based Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework—FFIEC 101	FFIEC 101_draft final_Basel III_draft form_updated Oct2013.pdf	Yes	Yes	Fillable Fileable Signable
Form	Schedule B	Schedule B—Summary Risk-Weighted Asset Information for Banks Approved to Use Advanced Internal Ratings-Based and Advanced Measurement Approaches for Regulatory Capital Purposes	FFIEC 101 RWA inserts for draft final template 11-4-2013 clean.pdf	Yes	Yes	Fillable Fileable Signable
Form	Schedule A	Schedule A—Advanced Risk-Based Capital	FFIEC 101 Schedule A Basel III template 11-4-2013 clean.docx	Yes	Yes	Fillable Fileable Signable
Instruction			FFIEC 101 Schedule A instructions 11-4-2013 clean.docx	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 14	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	56	0	-155	211
Annual IC Time Burden (Hours)	37,800	-5,060	-94,640	137,500
Annual IC Cost Burden (Dollars)	0	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.