Regulation 14N and Schedule 14N

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0655 can be found here:

Documents and Forms

Document Name Document Type
EDGAR SORN SEC-8 Link IC Document
EDGAR PIA_Redacted.pdf EDGAR PIA IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Regulation 14N and Schedule 14N	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.14n-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC-8) Proxy Soliciting Material Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940	FR Citation: 41 FR 41550

Number of Respondents: 42	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	42	-120	162
Annual IC Time Burden (Hours)	1,260	-6,610	7,870
Annual IC Cost Burden (Dollars)	168,000	-881,300	1,049,300

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA_Redacted.pdf	12/23/2013
EDGAR SORN SEC-8 Link		12/23/2013

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.