Regulation 14N and Schedule 14N

OMB 3235-0655

Schedule 14N would require filing of certain information with the Commission by shareholders who submit nominees for director either under a company's governing documents.

The latest form for Regulation 14N and Schedule 14N expires 2023-07-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Schedule 14N Supporting Statement.2023.pdf Supporting Statement A
Schedule 14N.30 Day.Federal Register Notice.pdf Supplementary Document
Schedule 14N.60 Day.Federal Register Notice.pdf Supplementary Document
March 22, 2023 EDGAR PIA.pdf Supplementary Document
Regulation 14N and Schedule 14N

All Historical Document Collections

202307-3235-014 Approved without change	Extension without change of a currently approved collection	2023-07-21
202006-3235-006 Approved without change	Extension without change of a currently approved collection	2020-06-11
201703-3235-011 Approved without change	Extension without change of a currently approved collection	2017-03-27
201312-3235-012 Approved without change	Extension without change of a currently approved collection	2013-12-23
201009-3235-022 Approved with change	New collection (Request for a new OMB Control Number)	2010-09-28
200908-3235-010 Preapproved	New collection (Request for a new OMB Control Number)	2009-09-03