Regulation 14N and Schedule 14N

ICR 202006-3235-006

OMB: 3235-0655

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2020-06-11
Supplementary Document
2020-06-11
Supporting Statement A
2020-06-11
Supplementary Document
2020-06-05
IC Document Collections
IC ID
Document
Title
Status
190486
Modified
ICR Details
3235-0655 202006-3235-006
Active 201703-3235-011
SEC CF-270-598
Regulation 14N and Schedule 14N
Extension without change of a currently approved collection   No
Regular
Approved without change 07/27/2020
Retrieve Notice of Action (NOA) 06/11/2020
  Inventory as of this Action Requested Previously Approved
07/31/2023 36 Months From Approved 07/31/2020
10 0 10
300 0 300
40,000 0 40,000

Schedule 14N would require filing of certain information with the Commission by shareholders who submit nominees for director either under a company's governing documents.

PL: Pub.L. 111 - 203 971 Name of Law: Dodd-Frank Wall Street Reform And Consumer Protection Act
   US Code: 15 USC 78c, 78m, 78n, 78o, 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78mm Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-10, 80a-20(a), 80a-37 Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  85 FR 14286 03/11/2020
85 FR 35340 06/09/2020
No

1
IC Title Form No. Form Name
Regulation 14N and Schedule 14N

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10 10 0 0 0 0
Annual Time Burden (Hours) 300 300 0 0 0 0
Annual Cost Burden (Dollars) 40,000 40,000 0 0 0 0
No
No

$103,479,690
No
    No
    No
No
Yes
No
No
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/11/2020


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