Initial Patent Applications

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form PTO/SB/01 Original New Utility Applications - No Application Data Sheet	Form	Modified	Available
Form PTO/SB/29 Continued Prosecution Applications - Design (Request Transmittal and Receipt)	Form	Modified	Available
Form PTO/SB/16 Provisional Application for Patent Cover Sheet	Form	Modified	Available
Form PTO/SB/01 Design Continuation-in-Part Applications	Form	Modified	Available
Form PTO/SB/02A and PTO Plant Continuation-in-Part Applications	Form	Modified	Available
Form PTO/SB/01 Utility Continuation-in-Part Applications	Form	Modified	Available
Form PTO/AIA/08 Design Continuation/Divisional Applications	Form	Modified	Available
Form PTO/SB/17 Plant Continuation/Divisional Applications	Form	Modified	Available
Form PTO/SB/17 Utility Continuation/Divisional Applications	Form	Modified	Available
Form PTO/SB/01 Continuation/Divisional of an International Application	Form	Modified	Available
Form PTO/SB/14 Original New Design Applications - Application Data Sheet	Form	Modified	Available
Form PTO/SB/14 Original New Plant Applications - Application Data Sheet	Form	Modified	Available
Form PTO/SB/14 Original New Utility Applications - Application Data Sheet	Form	Modified	Available
Form PTO/SB/04 Original New Design Applications - No Application Data Sheet	Form	Modified	Available
Form PTO/SB/03 Original New Plant Applications - No Application Data Sheet	Form	Modified	Available
0651-0032-SupportingStmt_Jan2014.pdf	Supporting Statement A	Uploaded 2014-01-30	Available
0651-0032 Roundtable Nov 13, 2013.pdf	Supplementary Document	Uploaded 2014-01-29	Available
0651-0032 60-Day Ext Nov 12, 2013.pdf	Supplementary Document	Uploaded 2014-01-29	Available
0651-USPTO-Info-Quality-Guidelines_01-08-2014.PDF	Supplementary Document	Uploaded 2014-01-29	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
37408	Original New Utility Applications - No Application Data Sheet	Form	Modified
210113	Electronic Papers Filed Under 37 CFR 1.41, 1.48, and 1.53(c)(2)		New
210112	Electronic Petition to Accept a Filing by Other Than All the Inventors or a Person not the Inventor		New
210111	Electronic Petition to Accept Unintentionally Delayed Priority/Benefit Claim		New
194714	Papers filed under 37 CFR 1.41, 1.48, and 1.53(c)(2)		Modified
194712	Electronic Provisional Application for Patent Cover Sheet		Modified
194710	Electronic Design Continuation-in-Part Applications		Modified
194708	Electronic Utility Continuation-in-Part Applications		Modified
194602	Electronic Continued Prosecution Applications - Design (Request Transmittal and Receipt)		Modified
194601	Electronic Design Continuation/Divisional Applications		Modified
194600	Electronic Utility Continuation/Divisional Applications		Modified
194599	Electronic Continuation/Divisional of an International Application		Modified
194598	Electronic New Design Applications - Application Data Sheet		Modified
194597	Electronic Original New Utility Applications - Application Data Sheet		Modified
194596	Electronic Original Design Applications - No Application Data Sheet		Modified
194595	Electronic Original New Utility Applications - No Application Data Sheet		Modified
178845	Continued Prosecution Applications - Design (Request Transmittal and Receipt)	Form	Modified
178843	Petition under 37 CFR 1.6(g) to Accord the Application Under 37 CFR 1.495(b) a Receipt Date		Modified
178646	Petition to Accept a Filing by Other Than All the Inventors or a Person not the Inventor		Modified
178645	Petition to Accept Unintentionally Delayed Priority/Benefit Claim		Modified
178644	Provisional Application for Patent Cover Sheet	Form	Modified
178643	Design Continuation-in-Part Applications	Form	Modified
178642	Plant Continuation-in-Part Applications	Form	Modified
178641	Utility Continuation-in-Part Applications	Form	Modified
178640	Design Continuation/Divisional Applications	Form	Modified
178639	Plant Continuation/Divisional Applications	Form	Modified
178638	Utility Continuation/Divisional Applications	Form	Modified
178637	Continuation/Divisional of an International Application	Form	Modified
178636	Original New Design Applications - Application Data Sheet	Form	Modified
178635	Original New Plant Applications - Application Data Sheet	Form	Modified
178634	Original New Utility Applications - Application Data Sheet	Form	Modified
178633	Original New Design Applications - No Application Data Sheet	Form	Modified
178632	Original New Plant Applications - No Application Data Sheet	Form	Modified

ICR Details

OMB Control No: 0651-0032	ICR Reference No: 201401-0651-001
Status: Historical Active	Previous ICR Reference No: 201209-0651-011
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: Initial Patent Applications
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/01/2014
	Date Received in OIRA: 01/31/2014
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2017	36 Months From Approved	03/31/2014
Responses	597,047	0	513,221
Time Burden (Hours)	15,076,442	0	11,553,888
Cost Burden (Dollars)	431,714,199	0	772,798,833

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Abstract: The United States Patent and Trademark Office (USPTO) is required by Title 35 of the United States Code, including 35 U.S.C. 131, to examine applications for patents. The USPTO administers the patent statutes through various rules in Chapter 37 of the Code of Federal Regulations, such as, for example, 37 CFR 1.16 through 1.84. Each patent applicant must provide sufficient information to allow the USPTO to properly examine the application to determine whether it meets the criteria set forth in the patent statutes and regulations for issuance as a patent. This collection contains various types of patent applications, such as new original utility, plant, design, and provisional applications, continuation/divisional applications of international applications, continued prosecution applications (design), and continuations/divisionals and continuation-in-part applications of utility, plant, and design applications. In addition to the applications, this collection also includes various petitions and papers filed under 37 CFR 1.41, 1.48, and 1.53(c)(2). The applications, petitions, and additional papers are filed in paper as well as electronically. The USPTO expects that the primary audience for this collection will be businesses, for-profits, and nonprofits.

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Authorizing Statute(s): US Code: 35 USC 131 Name of Law: null
   US Code: 35 USC 111, 111(a), and 111(b) Name of Law: null
   US Code: 35 USC 112 and 113 Name of Law: null
   US Code: 35 USC 25 Name of Law: null
   US Code: 35 USC 115 through 118 Name of Law: null
   US Code: 35 USC 41 Name of Law: null
   US Code: 35 USC 120 and 121 Name of Law: null
   US Code: 35 USC 119(b)(2) and 119(e) Name of Law: null
   US Code: 35 USC 371 Name of Law: null
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 60256	10/01/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 4884	01/30/2014
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 33

table that charts list of burden

IC Title	Form No.	Form Name
Electronic New Design Applications - Application Data Sheet
Electronic Original New Utility Applications - Application Data Sheet
Electronic Utility Continuation/Divisional Applications
Electronic Design Continuation/Divisional Applications
Electronic Continued Prosecution Applications - Design (Request Transmittal and Receipt)
Original New Plant Applications - No Application Data Sheet	PTO/SB/AIA09, PTO/SB/AIA04, PTO/SB/AIA/10, PTO/SB/03	Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.63) ,   Substitute Statement in Lieu of an Oath or Declaration for Plant Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Supplemental Sheet for Declaration ,   Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.162)
Original New Design Applications - No Application Data Sheet	PTO/SB/AIA/02, PTO/SB/04, PTO/SB/AIA/08, PTO/SB/AIA/10, PTO/SB/AIA/02, PTO/SB/AIA/11, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/02, PTO/SB/AIA/2	Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement Supplemental Sheet ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using on Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using An Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)
Original New Utility Applications - No Application Data Sheet	PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/101, PTO/SB/02KR, PTO/SB/02IT, PTO/SB/02DE, PTO/SB/02ES, PTO/SB/02JP, PTO/SB/02A and PTO/SB/02B, PTO/SB/02LR, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/106, PTO/SB/105, PTO/SB/107, PTO/SB/02SE, PTO/SB/02CN, PTO/SB/02NL, PTO/SB/02RU, PTO/SB/02FR, PTO/SB/AIA08, PTO/SB/AIA/02, PTO/SB/AIA/10, PTO/SB/AIA/11, PTO/SB/108, PTO/SB/104, PTO/SB/110, PTO/SB/17, PTO/SB/109, PTO/SB/103, PTO/SB/01, PTO/SB/04, PTO/SB/102, PTO/SB/AIA/01	Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Declaration - Additional Inventors-Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C 117) on Behalf of a Deceased or Incapacitated Inventor ,   Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) - Chinese Language ,   Declaration and Power of Attorney for Patent Application - Dutch Language Declaration ,   Declaration and Power of Attorney for Patent Application - German Language Declaration ,   Declaration for Utility or Design Patent Application - Italian Language ,   Declaration for Utility or Design Patent Application - French Language ,   Declaration for Utility or Design Patent Application - Japanese Language ,   Declaration for Utility or Design Patent Application - Russian Language ,   Declaration for Utility or Design Patent Application - Swedish Language ,   Declaration for Utility or Design Patent Application - Spanish Language ,   Declaration for Utility or Design Patent Application - Korean Language ,   Fee Transmittal Form ,   Declaration (Additional Inventors) and Supplemental Priority Sheets (Chinese Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheets (German Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Spanish Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (French Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Italian Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Japanese Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Korean Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Dutch Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Russian Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Swedish Language Declaration for Additional Inventors) ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Supplemental Sheet for Declaration ,   Substitute Statement Supplemental Sheet ,   37 CFR 1.76 and 37 CFR 1.63 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.63 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.76 and 37 CFR 1.63 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CfR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russia) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)
Original New Utility Applications - Application Data Sheet	PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/14, PTO/SB/AIA/01, PTO/SB/01A, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02	Application Data Sheet 37 CFR 1.76 ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japanese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Spanish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (China) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (French) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (German) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Japanese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Swedish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch)
Original New Plant Applications - Application Data Sheet	PTO/SB/03A, PTO/SB/AIA03, PTO/SB/14	Application Data Sheet 37 CFR 1.76 ,   Declaration (37 CFR 1.63) for Plant Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Plant Application Using an Application Data Sheet (37 CFR 1.76)
Original New Design Applications - Application Data Sheet	PTO/AIA/01, PTO/AIA/01, PTO/SB/17, PTO/SB/AIA1, PTO/SB/14, PTO/AIA/02, PTO/SB/01A, PTO/AIA/01, PTO/SB/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02	Application Data Sheet 37 CFR 1.76 ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Fee Transmittal Form ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)(French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)(Italian) ,   Declaration (37 CfR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japanese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)(Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CfR 1.76) (Spanish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Chinese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (French) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(German) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Japanese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Swedish)
Continuation/Divisional of an International Application	PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/SB/04, PTO/SB/02A and PTO/SB/02B, PTO/SB/108, PTO/SB/107, PTO/AIA/08, PTO/AIA/10, PTO/AIA/02, PTO/AIA\11, PTO/SB/01, PTO/SB/102, PTO/SB/106, PTO/SB/110, PTO/SB/02LR, PTO/SB/105, PTO/SB/109, PTO/SB/101, PTO/SB/103, PTO/SB/104, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01	Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor ,   Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Declaration and Power of Attorney for Patent Application - Chinese Language Declaration ,   Declaration and Power of Attorney for Patent Application ,   Declaration and Power of Attorney for Patent Application ,   Declaration and Power of Attorney for Patent Application - Italian Language Declaration ,   Declaration and Power of Attorney for Patent Application - French Language Declaration ,   Declaration and Power of Attorney for Patent Application - Japanese Language Declaration ,   Declaration and Power of Attorney for Patent Application - Russian Language Declaration ,   Declaration and Power of Attorney for Patent Application - Swedish Language Declaration ,   Declaration - Additional Inventors-Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration and Power of Attorney for Patent Application - Spanish Language Declaration ,   Declaration and Power of Attorney for Patent Application - Korean Language Declaration ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement Supplemental Sheet ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Italian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japanese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Spanish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Chinese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(French) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (German) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Japan) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 cFR 1.64) (Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Swedish)
Utility Continuation/Divisional Applications	PTO/SB/17	Fee Transmittal Form
Plant Continuation/Divisional Applications	PTO/AIA/09, PTO/SB/17	Fee Transmital Form ,   Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.162)
Design Continuation/Divisional Applications	PTO/AIA/08, PTO/SB/17	Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Fee Transmittal Form
Utility Continuation-in-Part Applications	PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/SB/106, PTO/SB/02A and PTO/SB/02B, PTO/SB/01, PTO/SB/02LR, PTO/SB/102, PTO/SB/103, PTO/AIA/08, PTO/AIA/10, PTO/AIA/02, PTO/AIA/11, PTO/SB/101, PTO/SB/107, PTO/SB/110, PTO/SB/05, PTO/SB/17, PTO/SB/04, PTO/SB/108, PTO/SB/109, PTO/SB/104, PTO/SB/105	Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Declaration - Additional Inventors - Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor ,   Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Declaration and Power of Attorney for Patent Application - Chinese Language Declaration ,   Declaration and Power of Attorney for Patent Application ,   Declaration and Power of Attorney for Patent Application ,   Declaration and Power of Attorney for Patent Application - Italian ,   Declaration and Power of Attorney for Patent Application - French ,   Declaration and Power of Attorney for Patent Application - Japanese Language Declaration ,   Declaration and Power of Attorney for Patent Application - Russian Language Declaration ,   Declaration and Power of Attorney for Patent Application - Swedish ,   Declaration and Power of Attorney for Patent Application - Spanish ,   Declaration and Power of Attorney for Patent Application - Korean ,   Utility Patent Application Transmittal ,   Fee Transmittal Form ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement Supplemental Sheet ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration 937 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (Italian) ,   Declaration (CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japan) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Chinese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (French) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 cfR 1.64) (German) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.65) (Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Japanese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Swedish)
Plant Continuation-in-Part Applications	PTO/SB/17, PTO/SB/02LR, PTO/SB/03, PTO/AIA/09, PTO/AIA/10, PTO/AIA/04, PTO/AIA/11, PTO/SB/02A and PTO/SB/02B	Declaration - Additional Inventors - Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor ,   Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.63) ,   Fee Transmittal Form ,   Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.162) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Plant Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement Supplemental Sheet
Electronic Original Design Applications - No Application Data Sheet
Electronic Continuation/Divisional of an International Application
Design Continuation-in-Part Applications	PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/SB/01, PTO/SB/02A and PTO/SB/02B, PTO/SB/04, PTO/SB/02LR, PTO/AIA/08, PTO/AIA10, PTO/AIA/02, PTO/AIA/11, PTO/SB/17, PTO/AIA/01, PTO/AIA/01, PTO/AIA/02	Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Declaration - Additional Inventors - Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 11) on Behalf of a Deceased or Incapacitated Inventor ,   Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Fee Transmittal Form ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement Supplemental Sheet ,   Declaration (37 CFR 1.63) for Utility or Design Application Using on Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)(French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Italian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japanese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Spanish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Chinese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (German) ,   Substitute Statment in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Japanese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Swedish)
Provisional Application for Patent Cover Sheet	PTO/SB/16	Provisional Application for Patent Cover Sheet
Petition to Accept Unintentionally Delayed Priority/Benefit Claim
Petition to Accept a Filing by Other Than All the Inventors or a Person not the Inventor
Petition under 37 CFR 1.6(g) to Accord the Application Under 37 CFR 1.495(b) a Receipt Date
Continued Prosecution Applications - Design (Request Transmittal and Receipt)	PTO/SB/29A, PTO/SB/29	For Design Applications Only: Continued Prosecution Application (CPA) Request Transmittal ,   For Design Applications Only Receipt for Facsimile Transmitted CPA
Electronic Original New Utility Applications - No Application Data Sheet
Electronic Design Continuation-in-Part Applications
Electronic Utility Continuation-in-Part Applications
Electronic Provisional Application for Patent Cover Sheet
Papers filed under 37 CFR 1.41, 1.48, and 1.53(c)(2)
Electronic Petition to Accept Unintentionally Delayed Priority/Benefit Claim
Electronic Papers Filed Under 37 CFR 1.41, 1.48, and 1.53(c)(2)
Electronic Petition to Accept a Filing by Other Than All the Inventors or a Person not the Inventor

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	597,047	513,221	0	-4,640	88,466	0
Annual Time Burden (Hours)	15,076,442	11,553,888	0	-3,714	3,526,268	0
Annual Cost Burden (Dollars)	431,714,199	772,798,833	0	-450,877,067	109,792,433	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: This information collection is currently approved with 513,221 responses and 11,553,888 burden hours. The USPTO estimates that the responses and burden hours for this renewal will increase by 83,826 responses and 3,522,554 hours, respectively. These changes are due to administrative adjustments from updated annual response and time estimates and program changes for the addition of electronic filing options for the petitions and the papers filed under 37 CFR 1.41, 1.48, and 1.53(c)(2). This information collection is also currently approved with $772,798,833 in annual (non-hour) costs. The USPTO estimates that the costs for this renewal will decrease by $341,084,634. These changes are due to program changes from the removal of the capital start-up costs, recordkeeping costs, and fees from the collection, in addition to adjustments to the postage costs. There are also administrative adjustments resulting from adjustments to the postage and drawing costs. Therefore, the USPTO estimates that this collection will have 597,047 responses, 15,076,442 burden hours, and $431,714,199 in annual (non-hour) costs.

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Annual Cost to Federal Government: $10,747,807

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/31/2014

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