FERC-725R (Final Rule in RM13-11) Mandatory Reliability Standards: Reliability Standard BAL-003-1.

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
RM13-11 FR (FERC-725R) Supporting Statement.docx	Supporting Statement A	Uploaded 2014-01-28	Available
Comments for RM13-11 Final Rule.pdf	Supplementary Document	Uploaded 2014-01-28	Available
FRS_FORM_2 (BAL-003 Reliability Std).xls	Supplementary Document	Uploaded 2013-11-26	Available
FRS_FORM_1 (BAL-003 Reliability Std).xls	Supplementary Document	Uploaded 2013-11-26	Available
NERC Petition.pdf	Supplementary Document	Uploaded 2013-07-12	Available
CFR-2011-title18-vol1-part40 (2011).pdf	Supplementary Document	Uploaded 2013-07-12	Available
EPACT 2005 Section 215 (16 USC 824o).pdf	Supplementary Document	Uploaded 2013-07-12	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
207745	RM13-11 Final Rule		Modified

ICR Details

OMB Control No: 1902-0268	ICR Reference No: 201401-1902-001
Status: Historical Active	Previous ICR Reference No: 201307-1902-005
Agency/Subagency: FERC	Agency Tracking No: FERC-725R
Title: FERC-725R (Final Rule in RM13-11) Mandatory Reliability Standards: Reliability Standard BAL-003-1.
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/09/2014
	Date Received in OIRA: 01/28/2014
Terms of Clearance: In accordance with 5 CFR 1320, the information collection is approved for three years.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2017	36 Months From Approved
Responses	3,696	0	0
Time Burden (Hours)	29,832	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: In the Final Rule in Docket RM13-11, the Federal Energy Regulatory Commission (FERC or Commission) approves Reliability Standard BAL-003-1, submitted on 3/29/2013 by the North American Electric Reliability Corporation (NERC), the Commission-certified Electric Reliability Organization (ERO). The Reliability Standard includes requirements pertaining to the measurement and provision of frequency response. The Reliability Standard addresses a gap in reliability as well as directives on the matter from Order No. 693. The existing information collection requirements in the current Reliability Standard (BAL-003) are approved by OMB under FERC-725A (OMB Control No.1902-0244). We are submitting this Final Rule under the FERC-725R collection number and control number 1902-0268 because of other Commission proceedings also affecting other components of the FERC-725A collection. FERC-725R will only contain the information collection burden that is approved in the Final Rule in RM13-11.

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Authorizing Statute(s): US Code: 16 USC 824o Name of Law: EPACT 2005
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1902-AE73	Final or interim final rulemaking	79 FR 3723	01/23/2014

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
RM13-11 Final Rule

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,696	0	0	3,696	0	0
Annual Time Burden (Hours)	29,832	0	0	29,832	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The change in burden is due to a new annual reporting requirement for Balancing Authorities. The change in burden is necessary in order to meet the reliability purposes of the proposed standards.

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Annual Cost to Federal Government: $2,250

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/28/2014

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