Form 144 - Notice of Proposed Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933

ICR 201401-3235-007

OMB: 3235-0101

Federal Form Document

Forms and Documents
ICR Details
3235-0101 201401-3235-007
Historical Active 201012-3235-025
SEC CF-270-112
Form 144 - Notice of Proposed Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933
Extension without change of a currently approved collection   No
Regular
Approved without change 05/05/2014
Retrieve Notice of Action (NOA) 02/26/2014
  Inventory as of this Action Requested Previously Approved
05/31/2017 36 Months From Approved 05/31/2014
500 0 23,361
500 0 23,361
0 0 0

Form 144 is used to report the sale of securities during any three-month period that exceeds 5,000 shares or other units, or has an aggregate sales price that does not exceed $50,000.

US Code: 15 USC 77d(1), 77d(4), 77s(a) Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  78 FR 76661 12/18/2013
79 FR 10209 02/24/2014
No

1
IC Title Form No. Form Name
Form 144 - Notice of Proposed Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933 SEC 1147 Form 144

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 500 23,361 0 0 -22,861 0
Annual Time Burden (Hours) 500 23,361 0 0 -22,861 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The decrease of 22,861 annual burden hours is due to an adjustment to reflect a decrease in the number of respondents filing Form 144 as a result of changes in Rule 144 filing requirements.

$0
No
No
No
No
No
Uncollected
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/26/2014


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