OMB control number
Form 144 - Notice of Proposed Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933
OMB 3235-0101 · SEC.
OMB 3235-0101
Rule 144 (17 CFR 230.144) provides that a person who sells restricted securities or who sells securities on behalf of affiliates should be deemed not to be engaged in a distribution of such securities, and not to be an underwriter thereof if all of the conditions of the rule are met. One condition requires that if an intended sale of securities exceeds certain thresholds, the security holder must file a notice of proposed sale on Form 144 (17 CFR 239.144). If the amount of securities to be sold in reliance on the rule during any three-month period exceeds 5,000 shares or $50,000, a notice on Form 144 must be filed with the Commission.
The latest form for Form 144 - Notice of Proposed Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933 expires 2029-08-31 and is listed under ICR 202603-3235-010.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0101: Form 144 filings
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