OMB control number

Form 144 - Notice of Proposed Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933

OMB 3235-0101 · SEC.

OMB 3235-0101

Rule 144 (17 CFR 230.144) provides that a person who sells restricted securities or who sells securities on behalf of affiliates should be deemed not to be engaged in a distribution of such securities, and not to be an underwriter thereof if all of the conditions of the rule are met. One condition requires that if an intended sale of securities exceeds certain thresholds, the security holder must file a notice of proposed sale on Form 144 (17 CFR 239.144). If the amount of securities to be sold in reliance on the rule during any three-month period exceeds 5,000 shares or $50,000, a notice on Form 144 must be filed with the Commission.

The latest form for Form 144 - Notice of Proposed Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933 expires 2029-08-31 and is listed under ICR 202603-3235-010.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0101: Form 144 filings .

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202603-3235-010 Extension without change of a currently approved collection 2026-06-22
202307-3235-007 Extension without change of a currently approved collection 2023-07-21 Approved without change
202104-3235-021 Revision of a currently approved collection 2021-04-30 Comment filed on proposed rule and continue
202006-3235-007 Extension without change of a currently approved collection 2020-06-11 Approved without change
201704-3235-004 Extension without change of a currently approved collection 2017-05-31 Approved without change
201401-3235-007 Extension without change of a currently approved collection 2014-02-26 Approved without change
201012-3235-025 Extension without change of a currently approved collection 2010-12-23 Approved without change
200712-3235-009 Revision of a currently approved collection 2008-01-02 Approved without change
200706-3235-015 Revision of a currently approved collection 2007-07-06 Preapproved
200609-3235-029 Revision of a currently approved collection 2006-09-25 Approved without change
200310-3235-013 Extension without change of a currently approved collection 2003-10-02 Approved without change
200006-3235-011 Extension without change of a currently approved collection 2000-06-28 Approved without change
199703-3235-007 Revision of a currently approved collection 1997-03-17 Approved without change
199508-3235-004 Extension without change of a currently approved collection 1995-08-07 Approved without change
199208-3235-008 Revision of a currently approved collection 1992-08-03 Approved without change
198907-3235-005 Revision of a currently approved collection 1989-07-17 Approved without change
198810-3235-002 Revision of a currently approved collection 1988-10-31 Approved without change
198701-3235-008 No material or nonsubstantive change to a currently approved collection 1987-01-08 Approved with change
198701-3235-002 Revision of a currently approved collection 1987-01-14 Approved without change
198609-3235-032 No material or nonsubstantive change to a currently approved collection 1986-09-26 Approved with change
198401-3235-001 Revision of a currently approved collection 1984-01-05 Approved without change
198109-3235-008 New collection (Request for a new OMB Control Number) 1981-09-09 Approved without change