NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 RELATING TO RESALES OF RESTRICTED SECURITIES AND SECURITIES HELD BY AFFILIATES

ICR 198109-3235-008

OMB: 3235-0101

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0101 198109-3235-008
Historical Active
SEC
NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 RELATING TO RESALES OF RESTRICTED SECURITIES AND SECURITIES HELD BY AFFILIATES
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 11/15/1981
Retrieve Notice of Action (NOA) 09/09/1981
  Inventory as of this Action Requested Previously Approved
11/30/1983 11/30/1983
33,526 0 0
67,052 0 0
0 0 0

GENERALLY, RULE 144 EXEMPTS FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT CERTAIN RESALES OF RESTRICTED SECURITIES PROVIDED AMONG OTHER THINGS, THAT FORM 144 IS FILED. THE FORM ENABLES THE COMMISSION TO MONITOR THE USE OF THE RULE AND TO ENSURE IT IS BEING COMPLIED WITH AND IS FUNCTIONING AS INTENDED.

None
None


No

1
IC Title Form No. Form Name
NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 RELATING TO RESALES OF RESTRICTED SECURITIES AND SECURITIES HELD BY AFFILIATES SEC, 1147

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 33,526 0 0 0 33,526 0
Annual Time Burden (Hours) 67,052 0 0 0 67,052 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/09/1981


© 2021 OMB.report | Privacy Policy