Entity List and Unverified List Requests

Forms and Documents

Document Name	Status
0694.0134.SuppStmt.RIN AF70.091213.doc Supporting Statement A	2013-09-13

IC Document Collections

IC ID	Document Title	Status
207588	Procedure to request removal from the Unverified List (UVL)	New
179529	Procedure for Parties on the Entity List to Request Removal or Modification of their Listing	Unchanged

ICR Details

OMB Control No: 0694-0134	ICR Reference No: 201402-0694-003
Status: Historical Active	Previous ICR Reference No: 201103-0694-002
Agency/Subagency: DOC/BIS	Agency Tracking No: UVL Rule
Title: Entity List and Unverified List Requests
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/14/2014
	Date Received in OIRA: 02/14/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2017	36 Months From Approved	08/31/2014
Responses	9	0	7
Time Burden (Hours)	135	0	105
Cost Burden (Dollars)	0	0	0

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Abstract: This collection is needed to provide a designated procedure for persons or organizations listed on the Entity List to request removal or modification of the entry that affects them. The Entity List appears at (15 CFR Part 744, Supp. No.1). It is used to inform the public of certain parties whose presence in a transaction that is subject to the Export Administration Regulations (15 CfR 730 – 799) requires a license from the Bureau of Industry and Security (BIS).

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Authorizing Statute(s): PL: Pub.L. 96 - 72 15 Name of Law: Export Administration Act of 1979 (EAA)
   PL: Pub.L. 95 - 223 203 Name of Law: International Emergency Economic Powers Act (IEEPA)
   EO: EO 13222 Name/Subject of EO: Continuation of Export Control Regulations
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
0694-AF70	Final or interim final rulemaking	78 FR 76741	12/19/2013

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

IC Title	Form No.	Form Name
Procedure to request removal from the Unverified List (UVL)
Procedure for Parties on the Entity List to Request Removal or Modification of their Listing

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	9	7	0	2	0	0
Annual Time Burden (Hours)	135	105	0	30	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a request to amend the current collection title and collection by adding a voluntary procedure that parties on the Unverified List (UVL) may use to request removal from the list. This procedure is similar to the existing Entity List procedure. This request supports publication of the proposed rule "Proposed Revisions to the Export Administration Regulations (EAR): Unverified List (UVL)" (RIN 0694-AF70).

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Annual Cost to Federal Government: $17,360

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/23/2013

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