Information Collection

Rule 15Ba1-4: Amendments to Application for Registration and Self-Certification

IC 196936 under ICR 201402-3235-004 · OMB 3235-0681.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0681 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Form MA Form MA Rule 15Ba1-4: Amendments to Application for Registration and Self-Certification	Form
Form Form MA-I Form MA-I Rule 15Ba1-4: Amendments to Application for Registration and Self-Certification	Form
Form Form MA Execution Form MA Execution Page Rule 15Ba1-4: Amendments to Application for Registration and Self-Certification	Form
34-63576-ma-instructions.pdf sec.gov/rules/proposed/2010/34-63576-ma-instructions.pdf	Instruction
Form MA Form MA 34-63576-ma.pdf sec.gov/rules/proposed/2010/34-63576-ma.pdf	Form
Form MA-I Form MA-I 34-63576-ma-i.pdf sec.gov/rules/proposed/2010/34-63576-ma-i.pdf	Form
Form MA Execution Form MA Execution Page 34-63576-ma-execution.pdf sec.gov/rules/proposed/2010/34-63576-ma-execution.pdf	Form

IC Title:

Rule 15Ba1-4: Amendments to Application for Registration and Self-Certification

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Removed

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba1-4

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	Form MA	Form MA	34-63576-ma.pdf	http://sec.gov/rules/proposed/2010/34-63576-ma.pdf	Yes	Yes	Fillable Fileable Signable
Form	Form MA-I	Form MA-I	34-63576-ma-i.pdf	http://sec.gov/rules/proposed/2010/34-63576-ma-i.pdf	Yes	Yes	Fillable Fileable Signable
Instruction			34-63576-ma-instructions.pdf	http://sec.gov/rules/proposed/2010/34-63576-ma-instructions.pdf	Yes	No	Printable Only
Form	Form MA Execution Page	Form MA Execution Page	34-63576-ma-execution.pdf	http://sec.gov/rules/proposed/2010/34-63576-ma-execution.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 22,800

Number of Respondents for Small Entity: 170

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Program Change Due to New Statute	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	22,800	-22,800
Annual IC Time Burden (Hours)	23,700	-23,700
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.