Information Collection

Form Custody

IC 200258 under ICR 201402-3235-007 · OMB 3235-0691.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0691 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Form Custody Form Custody	Form and Instruction
Form Custody Form Custody Form_Custody.pdf firms.finra.org/	Form and Instruction

IC Title:

Form Custody

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.639

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form Custody	Form Custody	Form_Custody.pdf	https://firms.finra.org/	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 4,709

Number of Respondents for Small Entity: 812

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to New Statute	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	18,836	20,228	-1,392
Annual IC Time Burden (Hours)	226,032	242,736	-16,704
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.