SBIC Financial Reports

ICR 201403-3245-002

OMB: 3245-0063

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supplementary Document
2014-03-26
Supporting Statement A
2014-10-22
IC Document Collections
IC ID
Document
Title
Status
35616 Modified
ICR Details
3245-0063 201403-3245-002
Historical Active 201012-3245-004
SBA
SBIC Financial Reports
Revision of a currently approved collection   No
Regular
Approved with change 10/23/2014
Retrieve Notice of Action (NOA) 03/26/2014
  Inventory as of this Action Requested Previously Approved
10/31/2017 36 Months From Approved 10/31/2014
1,189 0 1,050
29,041 0 26,700
14,862,500 0 13,125,000

To obtain the information needed to carry out its oversight responsibilities under the Small Business Investment Act, the Small Business Administration (SBA) requires Small Business Investment Companies (SBICs) to submit financial statements and supplementary information on SBA Form 468. SBA uses this information to monitor SBIC financial condition and regulatory compliance, for credit analysis when considering SBIC leverage applications, and to evaluate financial risk and economic impact for individual SBICs and the program as a whole.

None
None

Not associated with rulemaking

  78 FR 59080 09/25/2013
79 FR 16838 03/26/2014
No

1
IC Title Form No. Form Name
SBIC Financial Reports SBA Form 468.1 , SBA Form 468.2 , SBA Form 468.3 , SBA Form 468.4 Partnership SBIC'S SHORT FORM ,   Annual Financial Report Partnership SBIC'S ,   Annual Financial Report Corporate SBIC'S ,   Corporate SBIC'S SORT FORM

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,189 1,050 0 139 0 0
Annual Time Burden (Hours) 29,041 26,700 0 2,341 0 0
Annual Cost Burden (Dollars) 14,862,500 13,125,000 0 1,737,500 0 0
Yes
Miscellaneous Actions
No
Due to increase in the total number of SBIC'S filing annual reports.

$237,800
No
No
No
No
No
Uncollected
Carol Fendler 202 205-7559

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/26/2014


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