SBIC Financial Reports

OMB 3245-0063

To obtain the information needed to carry out its oversight responsibilities under the Small Business Investment Act, the Small Business Administration (SBA) requires Small Business Investment Companies (SBICs) to submit financial statements and supplementary information on SBA Form 468. SBA uses this information to monitor SBIC financial condition and regulatory compliance, for credit analysis when considering SBIC leverage applications, and to evaluate financial risk and economic impact for individual SBICs and the program as a whole.

The latest form for SBIC Financial Reports expires 2021-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SBA Form 468 Long SBIC Financial Reports Form
3245-0063 Justification Memo PRA SBA Form 468 and Instructions Non-Substantive Changes 4-02-2024.docx Justification for No Material/Nonsubstantive Change
3245-0063 Form 468 Supporting Statement (6.20.2023) OMB Submission 7-19-2023.docx Supporting Statement A
SBIC Financial Reports Form

All Historical Document Collections

202404-3245-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2024-04-02
202401-3245-003 Approved without change	No material or nonsubstantive change to a currently approved collection	2024-01-22
202307-3245-001 Approved without change	Revision of a currently approved collection	2023-07-20
202102-3245-002 Approved without change	Revision of a currently approved collection	2021-02-25
201710-3245-004 Approved without change	Revision of a currently approved collection	2017-10-31
201403-3245-002 Approved with change	Revision of a currently approved collection	2014-03-26
201012-3245-004 Approved without change	Revision of a currently approved collection	2010-12-30
200710-3245-002 Approved without change	Revision of a currently approved collection	2007-10-26
200407-3245-003 Approved without change	Extension without change of a currently approved collection	2004-07-28
200105-3245-001 Approved without change	Reinstatement without change of a previously approved collection	2001-05-02
199802-3245-002 Approved without change	Reinstatement without change of a previously approved collection	1998-02-03
199412-3245-001 Approved without change	Revision of a currently approved collection	1994-12-02
199212-3245-002 Approved without change	Revision of a currently approved collection	1992-12-04
199107-3245-008 Approved without change	Revision of a currently approved collection	1991-07-29
199009-3245-001 Withdrawn and continue	Revision of a currently approved collection	1990-09-07
198906-3245-010 Approved with change	No material or nonsubstantive change to a currently approved collection	1989-06-27
198906-3245-005 Approved with change	No material or nonsubstantive change to a currently approved collection	1989-06-15
198806-3245-003 Approved without change	Extension without change of a currently approved collection	1988-06-03
198505-3245-001 Approved without change	Reinstatement with change of a previously approved collection	1985-05-15
198307-3245-018 Approved without change	Reinstatement with change of a previously approved collection	1983-07-22
198102-3245-005 Approved without change	New collection (Request for a new OMB Control Number)	1981-02-27